Baxter permutation

In combinatorial mathematics, a Baxter permutation is a permutation \sigma \in S_n which satisfies the following generalized pattern avoidance property:

  • There are no indices i such that \sigma(j+1)<\sigma(i)<\sigma(k)<\sigma(j) or \sigma(j)<\sigma(k)<\sigma(i)<\sigma(j+1).

Equivalently, using the notation for vincular patterns, a Baxter permutation is one that avoids the two dashed patterns 2-41-3 and 3-14-2.

For example, the permutation \sigma=2413 in S_4 (written in one-line notation) is not a Baxter permutation because, taking

i= 1, j=2 and k = 4, this permutation violates the first condition.

These permutations were introduced by Glen E. Baxter in the context of mathematical analysis.{{citation |last1=Baxter |first1=Glen |title=On fixed points of the composite of commuting functions |journal=Proceedings of the American Mathematical Society |volume=15 |issue=6 |pages=851–855 |year=1964 |url=https://www.ams.org/journals/proc/1964-015-06/S0002-9939-1964-0184217-8/S0002-9939-1964-0184217-8.pdf |doi=10.2307/2034894 |jstor=2034894 |doi-access=free}}.

Enumeration

For n = 1, 2, 3, \ldots, the number a_n of Baxter permutations of length n is

1, 2, 6, 22, 92, 422, 2074, 10754, 58202, 326240, 1882960, 11140560, 67329992, 414499438, 2593341586, 16458756586,...

This is sequence {{oeis|A001181}} in the OEIS. In general, a_n has the following formula:

::

a_n \, = \,\sum_{k=1}^n \frac{\binom{n+1}{k-1}\binom{n+1}{k}\binom{n+1}{k+1}}{\binom{n+1}{1}\binom{n+1}{2}}

.{{citation

| last1 = Chung | first1 = F. R. K. | author1-link = Fan Chung

| last2 = Graham | first2 = R. L. | author2-link = Ronald Graham

| last3 = Hoggatt | first3 = V. E. Jr.| author3-link = Verner Emil Hoggatt, Jr.

| last4 = Kleiman | first4 = M.

| doi = 10.1016/0097-3165(78)90068-7

| issue = 3

| journal = Journal of Combinatorial Theory

| mr = 491652

| pages = 382–394

| series = Series A

| title = The number of Baxter permutations

| url = http://www.math.ucsd.edu/~ronspubs/78_08_baxter.pdf

| volume = 24

| year = 1978| doi-access = free

}}.

In fact, this formula is graded by the number of descents in the permutations, i.e., there are

\frac{\binom{n+1}{k-1}\binom{n+1}{k}\binom{n+1}{k+1}}{\binom{n+1}{1}\binom{n+1}{2}} Baxter permutations in S_n with k-1 descents.

{{citation

| last1 = Dulucq | first1 = S.

| last2 = Guibert | first2 = O.

| doi = 10.1016/S0012-365X(97)00112-X

| issue = 1–3

| journal = Discrete Mathematics

| mr = 1603713

| pages = 143–156

| title = Baxter permutations

| volume = 180

| year = 1998| doi-access = free

}}.

Other properties

  • The number of alternating Baxter permutations of length 2n is (C_n)^2, the square of a Catalan number, and of length 2n+1 is

C_n C_{n+1}.

  • The number of doubly alternating Baxter permutations of length 2n and 2n+1 (i.e., those for which both \sigma and its inverse \sigma^{-1} are alternating) is the Catalan number C_n.{{citation

| last1 = Guibert | first1 = Olivier

| last2 = Linusson | first2 = Svante

| doi = 10.1016/S0012-365X(99)00261-7

| issue = 1–3

| journal = Discrete Mathematics

| mr = 1766265

| pages = 157–166

| title = Doubly alternating Baxter permutations are Catalan

| volume = 217

| year = 2000| doi-access = free

}}.

  • Baxter permutations are related to Hopf algebras,{{citation

| last = Giraudo | first = Samuele

| arxiv = 1011.4288

| contribution = Algebraic and combinatorial structures on Baxter permutations

| mr = 2820726

| pages = 387–398

| publisher = Assoc. Discrete Math. Theor. Comput. Sci., Nancy

| series = Discrete Math. Theor. Comput. Sci. Proc.

| title = 23rd International Conference on Formal Power Series and Algebraic Combinatorics (FPSAC 2011)

| volume = AO

| year = 2011| bibcode = 2010arXiv1011.4288G

}}. planar graphs,{{citation

| last1 = Bonichon | first1 = Nicolas

| last2 = Bousquet-Mélou | first2 = Mireille | author2-link = Mireille Bousquet-Mélou

| last3 = Fusy | first3 = Éric

| arxiv = 0805.4180

| date = October 2009

| journal = Séminaire Lotharingien de Combinatoire

| mr = 2734180

| at = Art. B61Ah, 29pp

| title = Baxter permutations and plane bipolar orientations

| volume = 61A| bibcode = 2008arXiv0805.4180B}}. and tilings.{{citation

| last = Korn | first = M.

| publisher = Massachusetts Institute of Technology

| series = Ph.D. thesis

| title = Geometric and algebraic properties of polyomino tilings

| url = http://dspace.mit.edu/handle/1721.1/16628

| year = 2004}}.{{citation

| last1 = Ackerman | first1 = Eyal

| last2 = Barequet | first2 = Gill

| last3 = Pinter | first3 = Ron Y.

| doi = 10.1016/j.dam.2006.03.018

| issue = 12

| journal = Discrete Applied Mathematics

| mr = 2233287

| pages = 1674–1684

| title = A bijection between permutations and floorplans, and its applications

| volume = 154

| year = 2006| doi-access = free

}}.

Motivation: commuting functions

Baxter introduced Baxter permutations while studying the fixed points of commuting continuous functions. In particular, if f and g are continuous functions from the interval [0, 1] to itself such that f(g(x)) = g(f(x)) for all x, and f(g(x)) = x for finitely many

x in [0, 1], then:

  • the number of these fixed points is odd;
  • if the fixed points are x_1 < x_2< \ldots < x_{2k + 1} then f and g act as mutually-inverse permutations on

\{x_1,x_3, \ldots, x_{2k + 1} \} and \{x_2, x_4,\ldots, x_{2k} \};

  • the permutation induced by f on \{x_1, x_3, \ldots, x_{2k+1}\} uniquely determines the permutation induced by

f on \{ x_2, x_4, \ldots, x_{2k}\};

  • under the natural relabeling x_1\to 1, x_3\to 2, etc., the permutation induced on \{1, 2, \ldots, k + 1\} is a Baxter permutation.

See also

References

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