Well-founded relation

{{Short description|Type of binary relation}}

{{Redirect|Noetherian induction|the use in topology|Noetherian topological space}}

{{stack|{{Binary relations}}}}

In mathematics, a binary relation {{mvar|R}} is called well-founded (or wellfounded or foundationalSee Definition 6.21 in {{cite book|last1=Zaring W.M.|first1= G. Takeuti|title=Introduction to axiomatic set theory|date=1971|publisher=Springer-Verlag|location=New York|isbn=0387900241|edition=2nd, rev.}}) on a set or, more generally, a class {{mvar|X}} if every non-empty subset {{math|SX}} has a minimal element with respect to {{mvar|R}}; that is, there exists an {{math|mS}} such that, for every {{math|sS}}, one does not have {{math|s R m}}. In other words, a relation is well-founded if:

(\forall S \subseteq X)\; [S \neq \varnothing \implies (\exists m \in S) (\forall s \in S) \lnot(s \mathrel{R} m)].

Some authors include an extra condition that {{mvar|R}} is set-like, i.e., that the elements less than any given element form a set.

Equivalently, assuming the axiom of dependent choice, a relation is well-founded when it contains no infinite descending chains, meaning there is no infinite sequence {{math|x0, x1, x2, ...}} of elements of {{mvar|X}} such that {{math|xn+1 R xn}} for every natural number {{mvar|n}}.{{cite web |title=Infinite Sequence Property of Strictly Well-Founded Relation |url=https://proofwiki.org/wiki/Infinite_Sequence_Property_of_Strictly_Well-Founded_Relation |website=ProofWiki |access-date=10 May 2021}}{{cite book |last1=Fraisse |first1=R. |author1-link=Roland Fraïssé |title=Theory of Relations, Volume 145 - 1st Edition |date=15 December 2000 |publisher=Elsevier |isbn=9780444505422 |page=46 |edition=1st |url=https://www.elsevier.com/books/theory-of-relations/fraisse/978-0-444-50542-2 |access-date=20 February 2019}}

In order theory, a partial order is called well-founded if the corresponding strict order is a well-founded relation. If the order is a total order then it is called a well-order.

In set theory, a set {{mvar|x}} is called a well-founded set if the set membership relation is well-founded on the transitive closure of {{mvar|x}}. The axiom of regularity, which is one of the axioms of Zermelo–Fraenkel set theory, asserts that all sets are well-founded.

A relation {{mvar|R}} is converse well-founded, upwards well-founded or Noetherian on {{mvar|X}}, if the converse relation {{math|R−1}} is well-founded on {{mvar|X}}. In this case {{mvar|R}} is also said to satisfy the ascending chain condition. In the context of rewriting systems, a Noetherian relation is also called terminating.

Induction and recursion

An important reason that well-founded relations are interesting is because a version of transfinite induction can be used on them: if ({{math|X, R}}) is a well-founded relation, {{math|P(x)}} is some property of elements of {{mvar|X}}, and we want to show that

:{{math|P(x)}} holds for all elements {{mvar|x}} of {{mvar|X}},

it suffices to show that:

: If {{mvar|x}} is an element of {{mvar|X}} and {{math|P(y)}} is true for all {{mvar|y}} such that {{math|y R x}}, then {{math|P(x)}} must also be true.

That is,

(\forall x \in X)\;[(\forall y \in X)\;[y\mathrel{R}x \implies P(y)] \implies P(x)]\quad\text{implies}\quad(\forall x \in X)\,P(x).

Well-founded induction is sometimes called Noetherian induction,Bourbaki, N. (1972) Elements of mathematics. Commutative algebra, Addison-Wesley. after Emmy Noether.

On par with induction, well-founded relations also support construction of objects by transfinite recursion. Let {{math|(X, R)}} be a set-like well-founded relation and {{mvar|F}} a function that assigns an object {{math|F(x, g)}} to each pair of an element {{math|xX}} and a function {{mvar|g}} on the initial segment {{math|{{(}}y: y R x{{)}}}} of {{mvar|X}}. Then there is a unique function {{mvar|G}} such that for every {{math|xX}},

G(x) = F\left(x, G\vert_{\left\{y:\, y\mathrel{R}x\right\}}\right).

That is, if we want to construct a function {{mvar|G}} on {{mvar|X}}, we may define {{math|G(x)}} using the values of {{math|G(y)}} for {{math|y R x}}.

As an example, consider the well-founded relation {{math|(N, S)}}, where {{math|N}} is the set of all natural numbers, and {{mvar|S}} is the graph of the successor function {{math|xx+1}}. Then induction on {{mvar|S}} is the usual mathematical induction, and recursion on {{mvar|S}} gives primitive recursion. If we consider the order relation {{math|(N, <)}}, we obtain complete induction, and course-of-values recursion. The statement that {{math|(N, <)}} is well-founded is also known as the well-ordering principle.

There are other interesting special cases of well-founded induction. When the well-founded relation is the usual ordering on the class of all ordinal numbers, the technique is called transfinite induction. When the well-founded set is a set of recursively-defined data structures, the technique is called structural induction. When the well-founded relation is set membership on the universal class, the technique is known as ∈-induction. See those articles for more details.

Examples

Well-founded relations that are not totally ordered include:

  • The positive integers {{math|{{(}}1, 2, 3, ...{{)}}}}, with the order defined by {{math|a < b}} if and only if {{mvar|a}} divides {{mvar|b}} and {{math|ab}}.
  • The set of all finite strings over a fixed alphabet, with the order defined by {{math|s < t}} if and only if {{mvar|s}} is a proper substring of {{mvar|t}}.
  • The set {{math|N × N}} of pairs of natural numbers, ordered by {{math|(n1, n2) < (m1, m2)}} if and only if {{math|n1 < m1}} and {{math|n2 < m2}}.
  • Every class whose elements are sets, with the relation ∈ ("is an element of"). This is the axiom of regularity.
  • The nodes of any finite directed acyclic graph, with the relation {{mvar|R}} defined such that {{math|a R b}} if and only if there is an edge from {{mvar|a}} to {{mvar|b}}.

Examples of relations that are not well-founded include:

  • The negative integers {{math|{{(}}−1, −2, −3, ...{{)}}}}, with the usual order, since any unbounded subset has no least element.
  • The set of strings over a finite alphabet with more than one element, under the usual (lexicographic) order, since the sequence {{nowrap|"B" > "AB" > "AAB" > "AAAB" > ...}} is an infinite descending chain. This relation fails to be well-founded even though the entire set has a minimum element, namely the empty string.
  • The set of non-negative rational numbers (or reals) under the standard ordering, since, for example, the subset of positive rationals (or reals) lacks a minimum.

Other properties

If {{math|(X, <)}} is a well-founded relation and {{mvar|x}} is an element of {{mvar|X}}, then the descending chains starting at {{mvar|x}} are all finite, but this does not mean that their lengths are necessarily bounded. Consider the following example:

Let {{mvar|X}} be the union of the positive integers with a new element ω that is bigger than any integer. Then {{mvar|X}} is a well-founded set, but

there are descending chains starting at ω of arbitrary great (finite) length;

the chain {{math|ω, n − 1, n − 2, ..., 2, 1}} has length {{mvar|n}} for any {{mvar|n}}.

The Mostowski collapse lemma implies that set membership is a universal among the extensional well-founded relations: for any set-like well-founded relation {{mvar|R}} on a class {{mvar|X}} that is extensional, there exists a class {{mvar|C}} such that {{math|(X, R)}} is isomorphic to {{math|(C, ∈)}}.

Reflexivity

A relation {{mvar|R}} is said to be reflexive if {{math|a R a}} holds for every {{mvar|a}} in the domain of the relation. Every reflexive relation on a nonempty domain has infinite descending chains, because any constant sequence is a descending chain. For example, in the natural numbers with their usual order ≤, we have {{nowrap|1 ≥ 1 ≥ 1 ≥ ...}}. To avoid these trivial descending sequences, when working with a partial order ≤, it is common to apply the definition of well foundedness (perhaps implicitly) to the alternate relation < defined such that {{math|a < b}} if and only if {{math|ab}} and {{math|ab}}. More generally, when working with a preorder ≤, it is common to use the relation < defined such that {{math|a < b}} if and only if {{math|ab}} and {{math|ba}}. In the context of the natural numbers, this means that the relation <, which is well-founded, is used instead of the relation ≤, which is not. In some texts, the definition of a well-founded relation is changed from the definition above to include these conventions.

References

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{{Mathematical logic}}

{{Order theory}}