Weyr canonical form

{{Short description|A matrix canonical form}}

Image:WeyrMatrixExample.jpg

In mathematics, in linear algebra, a Weyr canonical form (or, Weyr form or Weyr matrix) is a square matrix which (in some sense) induces "nice" properties with matrices it commutes with. It also has a particularly simple structure and the conditions for possessing a Weyr form are fairly weak, making it a suitable tool for studying classes of commuting matrices. A square matrix is said to be in the Weyr canonical form if the matrix has the structure defining the Weyr canonical form. The Weyr form was discovered by the Czech mathematician Eduard Weyr in 1885.{{cite journal|last=Eduard Weyr|title=Répartition des matrices en espèces et formation de toutes les espèces|journal=Comptes Rendus de l'Académie des Sciences de Paris|year=1885|volume=100|pages=966–969|url=http://dml.cz/bitstream/handle/10338.dmlcz/400545/DejinyMat_02-1995-1_15.pdf|accessdate=10 December 2013}}{{cite journal|last=Eduard Weyr|title=Zur Theorie der bilinearen Formen|journal=Monatshefte für Mathematik und Physik|year=1890|volume=1|pages=163–236|url=http://www.literature.at/viewer.alo?objid=12450&viewmode=fullscreen&scale=3.33&rotate=&page=166}}{{cite book|author1=Kevin C. Meara |author2=John Clark |author3=Charles I. Vinsonhaler |title=Advanced Topics in Linear Algebra: Weaving Matrix Problems through the Weyr Form|year=2011|publisher=Oxford University Press}} The Weyr form did not become popular among mathematicians and it was overshadowed by the closely related, but distinct, canonical form known by the name Jordan canonical form. The Weyr form has been rediscovered several times since Weyr’s original discovery in 1885.{{cite book|author1=Kevin C. Meara |author2=John Clark |author3=Charles I. Vinsonhaler |title=Advanced Topics in Linear Algebra: Weaving Matrix Problems through the Weyr Form|year=2011|publisher=Oxford University Press|pages=44, 81–82}} This form has been variously called as modified Jordan form, reordered Jordan form, second Jordan form, and H-form. The current terminology is credited to Shapiro who introduced it in a paper published in the American Mathematical Monthly in 1999.{{cite journal|last=Shapiro, H.|title=The Weyr characteristic|journal=The American Mathematical Monthly|year=1999|volume=106|issue=10|pages=919–929|doi=10.2307/2589746|jstor=2589746|s2cid=56072601 |url=https://works.swarthmore.edu/context/fac-math-stat/article/1027/viewcontent/2589746.pdf }}

Recently several applications have been found for the Weyr matrix. Of particular interest is an application of the Weyr matrix in the study of phylogenetic invariants in biomathematics.

Definitions

=Basic Weyr matrix=

=Definition=

A basic Weyr matrix with eigenvalue \lambda is an n\times n matrix W of the following form: There is an integer partition

: n_1 + n_2+ \cdots +n_r=n of n with n_1\ge n_2\ge \cdots \ge n_r\ge 1

such that, when W is viewed as an r \times r block matrix (W_{ij}), where the (i, j) block W_{ij} is an n_i \times n_j matrix, the following three features are present:

  1. The main diagonal blocks W_{ii} are the n_i\times n_i scalar matrices \lambda I for i = 1, \ldots , r.
  2. The first superdiagonal blocks W_{i,i+1} are full column rank n_i \times n_{i+1} matrices in reduced row-echelon form (that is, an identity matrix followed by zero rows) for i=1, \ldots, r-1 .
  3. All other blocks of W are zero (that is, W_{ij} = 0 when j \ne i, i + 1).

In this case, we say that W has Weyr structure (n_1, n_2, \ldots , n_r).

=Example=

The following is an example of a basic Weyr matrix.

W =

A Basic Weyr matrix with structure (4,2,2,1)

=

\begin{bmatrix}

W_{11} & W_{12} & & \\

& W_{22} & W_{23} & \\

& & W_{33} & W_{34} \\

& & & W_{44} \\

\end{bmatrix}

In this matrix, n=9 and n_1=4, n_2=2, n_3=2, n_4=1. So W has the Weyr structure (4,2,2,1). Also,

W_{11} =

\begin{bmatrix}

\lambda & 0 & 0 & 0 \\

0 &\lambda & 0 & 0 \\

0 & 0 & \lambda & 0 \\

0 & 0 & 0 & \lambda \\

\end{bmatrix} = \lambda I_4, \quad

W_{22} =

\begin{bmatrix}

\lambda & 0 \\

0 &\lambda \\

\end{bmatrix} = \lambda I_2, \quad

W_{33} =

\begin{bmatrix}

\lambda & 0 \\

0 &\lambda \\

\end{bmatrix} = \lambda I_2, \quad

W_{44} =

\begin{bmatrix}

\lambda \\

\end{bmatrix} = \lambda I_1

and

W_{12}=

\begin{bmatrix}

1 & 0 \\

0 & 1\\

0 & 0\\

0 & 0\\

\end{bmatrix}, \quad

W_{23}=

\begin{bmatrix}

1 & 0 \\

0& 1\\

\end{bmatrix},\quad

W_{34} =

\begin{bmatrix}

1 \\

0 \\

\end{bmatrix}.

=General Weyr matrix=

=Definition=

Let W be a square matrix and let \lambda_1, \ldots, \lambda_k be the distinct eigenvalues of W . We say that W is in Weyr form (or is a Weyr matrix) if W has the following form:

W =

\begin{bmatrix}

W_1 & & & \\

& W_2 & & \\

& & \ddots & \\

& & & W_k \\

\end{bmatrix}

where W_i is a basic Weyr matrix with eigenvalue \lambda_i for i = 1, \ldots , k.

=Example=

The following image shows an example of a general Weyr matrix consisting of three basic Weyr matrix blocks. The basic Weyr matrix in the top-left corner has the structure (4,2,1) with eigenvalue 4, the middle block has structure (2,2,1,1) with eigenvalue -3 and the one in the lower-right corner has the structure (3, 2) with eigenvalue 0.

center

Relation between Weyr and Jordan forms

The Weyr canonical form W=P^{-1} J P is related to the Jordan form J by a simple permutation P for each Weyr basic block as follows: The first index of each Weyr subblock forms the largest Jordan chain. After crossing out these rows and columns, the first index of each new subblock forms the second largest Jordan chain, and so forth.Sergeichuk, [https://arxiv.org/abs/0709.2485v1 "Canonical matrices for linear matrix problems"], Arxiv:0709.2485 [math.RT], 2007

The Weyr form is canonical

That the Weyr form is a canonical form of a matrix is a consequence of the following result: Each square matrix A over an algebraically closed field is similar to a Weyr matrix W which is unique up to permutation of its basic blocks. The matrix W is called the Weyr (canonical) form of A.

Computation of the Weyr canonical form

=Reduction to the nilpotent case=

Let A be a square matrix of order n over an algebraically closed field and let the distinct eigenvalues of A be \lambda_1, \lambda_2, \ldots, \lambda_k. The Jordan–Chevalley decomposition theorem states that A is similar to a block diagonal matrix of the form

A=

\begin{bmatrix}

\lambda_1I + N_1& & & \\

& \lambda_2I + N_2 & & \\

& & \ddots & \\

& & & \lambda_kI + N_k \\

\end{bmatrix}

=

\begin{bmatrix}

\lambda_1I & & & \\

& \lambda_2I & & \\

& & \ddots & \\

& & & \lambda_kI \\

\end{bmatrix}

+

\begin{bmatrix}

N_1& & & \\

& N_2 & & \\

& & \ddots & \\

& & & N_k \\

\end{bmatrix}

=

D+N

where D is a diagonal matrix, N is a nilpotent matrix, and [D,N]=0, justifying the reduction of N into subblocks N_i. So the problem of reducing A to the Weyr form reduces to the problem of reducing the nilpotent matrices N_i to the Weyr form. This leads to the generalized eigenspace decomposition theorem.

=Reduction of a nilpotent matrix to the Weyr form=

Given a nilpotent square matrix A of order n over an algebraically closed field F, the following algorithm produces an invertible matrix C and a Weyr matrix W such that W=C^{-1}AC.

Step 1

Let A_1=A

Step 2

  1. Compute a basis for the null space of A_1.
  2. Extend the basis for the null space of A_1 to a basis for the n-dimensional vector space F^n.
  3. Form the matrix P_1 consisting of these basis vectors.
  4. Compute P_1^{-1}A_1P_1=\begin{bmatrix}0 & B_2 \\ 0 & A_2 \end{bmatrix}. A_2 is a square matrix of size n − nullity (A_1).

Step 3

If A_2 is nonzero, repeat Step 2 on A_2.

  1. Compute a basis for the null space of A_2.
  2. Extend the basis for the null space of A_2 to a basis for the vector space having dimension n − nullity (A_1).
  3. Form the matrix P_2 consisting of these basis vectors.
  4. Compute P_2^{-1}A_2P_2=\begin{bmatrix}0 & B_3 \\ 0 & A_3 \end{bmatrix}. A_2 is a square matrix of size n − nullity (A_1) − nullity(A_2).

Step 4

Continue the processes of Steps 1 and 2 to obtain increasingly smaller square matrices A_1, A_2, A_3, \ldots and associated invertible matrices P_1, P_2, P_3, \ldots until the first zero matrix A_r is obtained.

Step 5

The Weyr structure of A is (n_1,n_2, \ldots, n_r) where n_i = nullity(A_i).

Step 6

  1. Compute the matrix P = P_1 \begin{bmatrix} I & 0 \\ 0 & P_2 \end{bmatrix}\begin{bmatrix} I & 0 \\ 0 & P_3 \end{bmatrix}\cdots \begin{bmatrix} I & 0 \\ 0 & P_r \end{bmatrix} (here the I's are appropriately sized identity matrices).
  2. Compute X=P^{-1}AP. X is a matrix of the following form:

:: X = \begin{bmatrix}0 & X_{12} & X_{13} & \cdots & X_{1,r-1} &X_{1r}\\ & 0 & X_{23} & \cdots & X_{2,r-1} & X_{2r}\\ & & & \ddots & \\ & & & \cdots & 0& X_{r-1,r} \\ & & & & & 0 \end{bmatrix}.

Step 7

Use elementary row operations to find an invertible matrix Y_{r-1} of appropriate size such that the product Y_{r-1}X_{r,r-1} is a matrix of the form I_{r,r-1}= \begin{bmatrix} I \\ O \end{bmatrix}.

Step 8

Set Q_1= diag (I,I, \ldots, Y_{r-1}^{-1}, I) and compute Q_1^{-1}XQ_1. In this matrix, the (r,r-1)-block is I_{r,r-1}.

Step 9

Find a matrix R_1 formed as a product of elementary matrices such that R_1^{-1} Q_1^{-1}XQ_1R_1 is a matrix in which all the blocks above the block I_{r,r-1} contain only 0's.

Step 10

Repeat Steps 8 and 9 on column r-1 converting (r-1, r-2)-block to I_{r-1,r-2} via conjugation by some invertible matrix Q_2. Use this block to clear out the blocks above, via conjugation by a product R_2 of elementary matrices.

Step 11

Repeat these processes on r-2,r-3,\ldots , 3, 2 columns, using conjugations by Q_3, R_3,\ldots , Q_{r-2}, R_{r-2}, Q_{r-1} . The resulting matrix W is now in Weyr form.

Step 12

Let C = P_1 \text{diag} (I, P_2) \cdots \text{diag}(I, P_{r-1})Q_1R_1Q_2\cdots R_{r-2}Q_{r-1}. Then W = C^{-1}AC.

Applications of the Weyr form

Some well-known applications of the Weyr form are listed below:

  1. The Weyr form can be used to simplify the proof of Gerstenhaber’s Theorem which asserts that the subalgebra generated by two commuting n \times n matrices has dimension at most n.
  2. A set of finite matrices is said to be approximately simultaneously diagonalizable if they can be perturbed to simultaneously diagonalizable matrices. The Weyr form is used to prove approximate simultaneous diagonalizability of various classes of matrices. The approximate simultaneous diagonalizability property has applications in the study of phylogenetic invariants in biomathematics.
  3. The Weyr form can be used to simplify the proofs of the irreducibility of the variety of all k-tuples of commuting complex matrices.

References