aleph number#Aleph-nought

{{Short description|Infinite cardinal number}}

{{Redirect|ℵ|the letter|Aleph|other uses|Aleph (disambiguation)|and|Alef (disambiguation)}}

File:Aleph0.svg

In mathematics, particularly in set theory, the aleph numbers are a sequence of numbers used to represent the cardinality (or size) of infinite sets.{{efn|Given the axiom of choice, every infinite set has a cardinality that is an aleph number. In contexts where the axiom of choice is not available, the aleph numbers still constitute the cardinalities of those infinite sets that can be well-ordered.}} They were introduced by the mathematician Georg Cantor{{cite encyclopedia |title=Aleph |encyclopedia=Encyclopedia of Mathematics |url=https://encyclopediaofmath.org/wiki/Aleph}} and are named after the symbol he used to denote them, the Hebrew letter aleph (ℵ).{{Cite web |last=Weisstein |first=Eric W. |title=Aleph |website=mathworld.wolfram.com |language=en |url=https://mathworld.wolfram.com/Aleph.html |access-date=2020-08-12}}{{efn|

In older mathematics books, the letter aleph is often printed upside down by accident – for example, in Sierpiński (1958){{cite book |last=Sierpiński |first= Wacław |year=1958 |title=Cardinal and Ordinal Numbers |title-link=Cardinal and Ordinal Numbers |series=Polska Akademia Nauk Monografie Matematyczne |volume= 34 |publisher=Państwowe Wydawnictwo Naukowe |place=Warsaw, PL |mr=0095787}}

{{rp|page=402}} the letter aleph appears both the right way up and upside down – partly because a monotype matrix for aleph was mistakenly constructed the wrong way up.

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|last1=Swanson |first1=Ellen

|last2=O'Sean |first2=Arlene Ann

|last3=Schleyer |first3=Antoinette Tingley

|year=2000 |orig-year=1979

|edition=updated

|title=Mathematics into type: Copy editing and proofreading of mathematics for editorial assistants and authors

|publisher=American Mathematical Society

|place=Providence, RI

|isbn=0-8218-0053-1

|mr=0553111

|page=16

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}}

The smallest cardinality of an infinite set is that of the natural numbers, denoted by \aleph_0 (read aleph-nought, aleph-zero, or aleph-null); the next larger cardinality of a well-ordered set is \aleph_1, then \aleph_2, then \aleph_3, and so on. Continuing in this manner, it is possible to define an infinite cardinal number \aleph_{\alpha} for every ordinal number \alpha, as described below.

The concept and notation are due to Georg Cantor,

{{cite web

|first=Jeff |last=Miller

|title=Earliest uses of symbols of set theory and logic

|website=jeff560.tripod.com

|url=http://jeff560.tripod.com/set.html

|access-date=2016-05-05

|postscript=;

}} who quotes

{{cite book

|author=Dauben, Joseph Warren

|date=1990

|title=Georg Cantor: His mathematics and philosophy of the infinite

|publisher=Princeton University Press

|isbn=9780691024479

|url-access=registration

|url=https://archive.org/details/georgcantorhisma0000daub

|quote=His new numbers deserved something unique. ... Not wishing to invent a new symbol himself, he chose the aleph, the first letter of the Hebrew alphabet ... the aleph could be taken to represent new beginnings ...

}}

who defined the notion of cardinality and realized that infinite sets can have different cardinalities.

The aleph numbers differ from the infinity (\infty) commonly found in algebra and calculus, in that the alephs measure the sizes of sets, while infinity is commonly defined either as an extreme limit of the real number line (applied to a function or sequence that "diverges to infinity" or "increases without bound"), or as an extreme point of the extended real number line.

{{anchor|Aleph-null}}Aleph-zero

\aleph_0 (aleph-nought, aleph-zero, or aleph-null) is the cardinality of the set of all natural numbers, and is an infinite cardinal. The set of all finite ordinals, called \omega or \omega_0 (where \omega is the lowercase Greek letter omega), also has cardinality \aleph_0. A set has cardinality \aleph_0 if and only if it is countably infinite, that is, there is a bijection (one-to-one correspondence) between it and the natural numbers. Examples of such sets are

Among the countably infinite sets are certain infinite ordinals,{{efn|This is assuming the convention that an ordinal is identified with the set of all ordinals less than itself (the so-called von Neumann ordinals).}} including for example \omega, \omega+1, \omega \cdot 2, \omega^2, \omega^\omega, and \varepsilon_0.{{cite book | last1=Jech | first1=Thomas | title=Set Theory | publisher= Springer-Verlag| location=Berlin, New York | series=Springer Monographs in Mathematics | year=2003}} For example, the sequence (with order type \omega \cdot 2) of all positive odd integers followed by all positive even integers \{1, 3, 5, 7, 9, \cdots; 2, 4, 6, 8, 10, \cdots\} is an ordering of the set (with cardinality \aleph_0) of positive integers.

If the axiom of countable choice (a weaker version of the axiom of choice) holds, then \aleph_0 is smaller than any other infinite cardinal, and is therefore the (unique) least infinite ordinal.

Aleph-one

{{Redirect|Aleph One}}

\aleph_1 is the cardinality of the set of all countable ordinal numbers.{{Cite web |title=Power of the continuum {{!}} mathematics {{!}} Britannica |url=https://www.britannica.com/science/power-of-the-continuum |access-date=2025-02-06 |website=www.britannica.com |language=en}} This set is denoted by \omega_1 (or sometimes Ω). The set \omega_1 is itself an ordinal number larger than all countable ones, so it is an uncountable set. Therefore, \aleph_1 is the smallest cardinality that is larger than \aleph_0, the smallest infinite cardinality.

The definition of \aleph_1 implies (in ZF, Zermelo–Fraenkel set theory without the axiom of choice) that no cardinal number is between \aleph_0 and \aleph_1. If the axiom of choice is used, it can be further proved that the class of cardinal numbers is totally ordered, and thus \aleph_1 is the second-smallest infinite cardinal number. One can show one of the most useful properties of the set {{tmath|\omega_1}}: Any countable subset of \omega_1 has an upper bound in \omega_1 (this follows from the fact that the union of a countable number of countable sets is itself countable). This fact is analogous to the situation in \aleph_0: Every finite set of natural numbers has a maximum which is also a natural number, and finite unions of finite sets are finite.

An example application of the ordinal \omega_1 is "closing" with respect to countable operations; e.g., trying to explicitly describe the σ-algebra generated by an arbitrary collection of subsets (see e.g. Borel hierarchy). This is harder than most explicit descriptions of "generation" in algebra (vector spaces, groups, etc.) because in those cases we only have to close with respect to finite operations – sums, products, etc. The process involves defining, for each countable ordinal, via transfinite induction, a set by "throwing in" all possible countable unions and complements, and taking the union of all that over all of \omega_1.

Continuum hypothesis

{{Main|Continuum hypothesis}}

{{See also|Beth number}}

The cardinality of the set of real numbers (cardinality of the continuum) is 2\aleph_0. It cannot be determined from ZFC (Zermelo–Fraenkel set theory augmented with the axiom of choice) where this number fits exactly in the aleph number hierarchy, but it follows from ZFC that the continuum hypothesis (CH) is equivalent to the identity

:2\aleph_0 = \aleph_1.

{{cite web

|url=http://mathworld.wolfram.com/ContinuumHypothesis.html

|title=Continuum Hypothesis

|last=Szudzik |first=Mattew

|date=31 July 2018

|website=Wolfram Mathworld

|publisher=Wolfram Web Resources

|access-date=15 August 2018

}}

The CH states that there is no set whose cardinality is strictly between that of the natural numbers and the real numbers.

{{cite web

|last=Weisstein |first=Eric W.

|title=Continuum Hypothesis

|url=https://mathworld.wolfram.com/ContinuumHypothesis.html

|access-date=2020-08-12

|website=mathworld.wolfram.com

|language=en

}}

CH is independent of ZFC: It can be neither proven nor disproven within the context of that axiom system (provided that ZFC is consistent). That CH is consistent with ZFC was demonstrated by Kurt Gödel in 1940, when he showed that its negation is not a theorem of ZFC. That it is independent of ZFC was demonstrated by Paul Cohen in 1963, when he showed conversely that the CH itself is not a theorem of ZFC – by the (then-novel) method of forcing.

{{cite arXiv

|last=Chow |first=Timothy Y.

|title=A beginner's guide to forcing

|eprint=0712.1320

|date=2007

|class=math.LO

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Aleph-omega

Aleph-omega is \aleph_\omega = \sup\{\aleph_n| n \in \omega\} = \sup\{\aleph_n| n \in \{0, 1, 2,\cdots\}\} where the smallest infinite ordinal is denoted as \omega. That is, the cardinal number \aleph_\omega is the least upper bound of \sup\{\aleph_n| n \in \{0, 1, 2,\cdots\}\}.

Notably, \aleph_\omega is the first uncountable cardinal number that can be demonstrated within Zermelo–Fraenkel set theory not to be equal to the cardinality of the set of all real numbers 2^{\aleph_0}: For any natural number n \ge 1 , we can consistently assume that 2^{\aleph_0} = \aleph_n, and moreover it is possible to assume that 2^{\aleph_0} is as least as large as any cardinal number we like. The main restriction ZFC puts on the value of 2^{\aleph_0} is that it cannot equal certain special cardinals with cofinality \aleph_0. An uncountably infinite cardinal \kappa having cofinality \aleph_0 means that there is a (countable-length) sequence \kappa_0 \le \kappa_1 \le \kappa_2 \le \cdots of cardinals \kappa_i < \kappa whose limit (i.e. its least upper bound) is \kappa (see Easton's theorem). As per the definition above, \aleph_\omega is the limit of a countable-length sequence of smaller cardinals.

Aleph-''α'' for general ''α''

To define \aleph_\alpha for arbitrary ordinal number \alpha, we must define the successor cardinal operation, which assigns to any cardinal number \rho the next larger well-ordered cardinal \rho^{+} (if the axiom of choice holds, this is the (unique) next larger cardinal).

We can then define the aleph numbers as follows:

:\aleph_0 = \omega

:\aleph_{\alpha+1} = (\aleph_{\alpha})^{+}

:\aleph_{\lambda} = \bigcup\{\aleph_\alpha | \alpha < \lambda\} for \lambda an infinite limit ordinal,

The \alpha-th infinite initial ordinal is written \omega_\alpha. Its cardinality is written \aleph_\alpha.

Informally, the aleph function \aleph : \text{On} \rightarrow \text{Cd} is a bijection from the ordinals to the infinite cardinals.

Formally, in ZFC, \aleph is not a function, but a function-like class, as it is not a set (due to the Burali-Forti paradox).

Fixed points of omega

For any ordinal \alpha we have \alpha \le \omega_\alpha.

In many cases \omega_\alpha is strictly greater than α. For example, it is true for any successor ordinal: \alpha + 1 \le \omega_{\alpha + 1} holds. There are, however, some limit ordinals which are fixed points of the omega function, because of the fixed-point lemma for normal functions. The first such is the limit of the sequence

: \omega, \omega_{\omega}, \omega_{\omega_{\omega}}, \cdots

which is sometimes denoted \omega_{\omega_{\ddots}}.

Any weakly inaccessible cardinal is also a fixed point of the aleph function.

{{cite web

| author=Harris, Kenneth A.

| date=6 April 2009

| title=Lecture 31

| series=Intro to Set Theory

| id=Math 582

| department=Department of Mathematics

| publisher=University of Michigan

| website=kaharris.org

| url=http://kaharris.org/teaching/582/Lectures/lec31.pdf

| access-date=September 1, 2012

| archive-url=https://web.archive.org/web/20160304121941/http://kaharris.org/teaching/582/Lectures/lec31.pdf

| archive-date=March 4, 2016

| url-status=dead

| df=mdy-all

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This can be shown in ZFC as follows. Suppose \kappa = \aleph_{\lambda} is a weakly inaccessible cardinal. If \lambda were a successor ordinal, then \aleph_{\lambda} would be a successor cardinal and hence not weakly inaccessible. If \lambda were a limit ordinal less than \kappa then its cofinality (and thus the cofinality of \aleph_\lambda) would be less than \kappa and so \kappa would not be regular and thus not weakly inaccessible. Thus \lambda \ge \kappa and consequently \lambda = \kappa which makes it a fixed point.

Role of axiom of choice

The cardinality of any infinite ordinal number is an aleph number. Every aleph is the cardinality of some ordinal. The least of these is its initial ordinal. Any set whose cardinality is an aleph is equinumerous with an ordinal and is thus well-orderable.

Each finite set is well-orderable, but does not have an aleph as its cardinality.

Over ZF, the assumption that the cardinality of each infinite set is an aleph number is equivalent to the existence of a well-ordering of every set, which in turn is equivalent to the axiom of choice. ZFC set theory, which includes the axiom of choice, implies that every infinite set has an aleph number as its cardinality (i.e. is equinumerous with its initial ordinal), and thus the initial ordinals of the aleph numbers serve as a class of representatives for all possible infinite cardinal numbers.

When cardinality is studied in ZF without the axiom of choice, it is no longer possible to prove that each infinite set has some aleph number as its cardinality; the sets whose cardinality is an aleph number are exactly the infinite sets that can be well-ordered. The method of Scott's trick is sometimes used as an alternative way to construct representatives for cardinal numbers in the setting of ZF. For example, one can define \text{card}(S) to be the set of sets with the same cardinality as S of minimum possible rank. This has the property that \text{card}(S) = \text{card}(T) if and only if S and T have the same cardinality. (The set \text{card}(S) does not have the same cardinality of S in general, but all its elements do.)

See also

Notes

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References

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