ethics in mathematics

Ethics in mathematics is an emerging field of applied ethics, the inquiry into ethical aspects of the practice and applications of mathematics. It deals with the professional responsibilities of mathematicians whose work influences decisions with major consequences, such as in law, finance, the military, and environmental science.{{Cite journal |last=Nickel |first=Gregor |date=2022 |title=Ethics and Mathematics – Some Observations Fifty Years Later |url=https://scholarship.claremont.edu/jhm/vol12/iss2/4/ |journal=Journal of Humanistic Mathematics |volume=12 |issue=2 |pages=24 |doi=10.5642/jhummath.PXMY2159|doi-access=free }} When understood in its socio-economic context, the development of mathematical works can lead to ethical questions ranging from the handling and manipulation of big data to questions of responsible mathematisation and falsification of models, explainable and safe mathematics, as well as many issues related to communication and documentation. The usefulness of a Hippocratic oath for mathematicians is an issue of ongoing debate among scholars.{{Cite journal |last=Rittberg |first=Colin Jakob |date=2023 |title=Hippocratic Oaths for Mathematicians? |journal=Philosophia |language=en |volume=51 |issue=3 |pages=1579–1603 |doi=10.1007/s11406-022-00588-8 |s2cid=253503557 |issn=0048-3893|doi-access=free }} As an emerging field of applied ethics, many of its foundations are still highly debated. The discourse remains in flux. Especially the notion that mathematics can do harm remains controversial.{{Citation |last=Ernest |first=Paul |title=The Ethics of Mathematics: Is Mathematics Harmful? |date=2018 |url=http://link.springer.com/10.1007/978-3-319-77760-3_12 |work=The Philosophy of Mathematics Education Today |series=ICME-13 Monographs |pages=187–216 |editor-last=Ernest |editor-first=Paul |access-date=2023-08-12 |place=Cham |publisher=Springer International Publishing |doi=10.1007/978-3-319-77760-3_12 |isbn=978-3-319-77759-7}}

The ethical questions surrounding the practice of mathematics can be connected to issues of dual-use.{{Cite web |date=2023 |title=The dual use problem in mathematics |url=https://wissenschaftliche-integritaet.de/en/comments/dual-use-problem-in-mathematics/ |website=Scientific Integrity}} An instrumental interpretation of the impact of mathematics makes it difficult to see ethical consequences, yet it might be easier to see how all branches of mathematics serve to structure and conceptualize solutions to real problems.[https://academic.oup.com/rev/article/26/1/15/2919400 Slightly dirty maths: The richly textured mechanisms of impact] Laura R. Meagher Ursula Martin, Research Evaluation (2017) 26 (1): 15-27 These structures can set up perverse incentives, where targets can be met without improving services, or league table positions are gamed.{{Cite book |last=Muller |first=Jerry |url=https://www.degruyter.com/document/doi/10.23943/9781400889433/html |title=The Tyranny of Metrics |date=2018-12-31 |publisher=Princeton University Press |isbn=978-1-4008-8943-3 |location=Princeton |doi=10.23943/9781400889433}} While the assumptions written into metrics often reflect the worldview of the groups who are responsible for designing them, they are harder for non-experts to challenge, leading to injustices.O'Neil, C. (2016) [https://www.penguinrandomhouse.com/books/241363/weapons-of-math-destruction-by-cathy-oneil/ Weapons of Math Destruction], Penguin. As mathematicians can enter the workforce of industrialised nations in many places that are no longer limited to teaching and academia, scholars have made the argument that it is necessary to add ethical training into the mathematical curricula at universities.{{Cite journal |last=Alayont |first=Feryal |date=2022 |title=A Case for Ethics in the Mathematics Major Curriculum |url=https://scholarship.claremont.edu/jhm/vol12/iss2/10/ |journal=Journal of Humanistic Mathematics |volume=12 |issue=2 |pages=160–177 |doi=10.5642/jhummath.CXSI3022|doi-access=free }}

The philosophical positions on the relationship between mathematics and ethics are varied.{{Cite journal |last=Nickel |first=Gregor |date=2005-01-01 |title=Ethik und Mathematik. Randbemerkungen zu einem prekären Verhältnis |url=https://www.degruyter.com/document/doi/10.1515/nzst.2005.47.4.412/html |journal=Neue Zeitschrift für Systematische Theologie und Religionsphilosophie |volume=47 |issue=4 |doi=10.1515/nzst.2005.47.4.412 |s2cid=170645131 |issn=0028-3517}} Some philosophers (e.g. Plato) see both mathematics and ethics as rational and similar, while others (e.g. Rudolf Carnap) see ethics as irrational and different from mathematics.{{Cite journal |last=Nickel |first=Gregor |date=2022 |title=Ethics and Mathematics – Some Observations Fifty Years Later |url=https://scholarship.claremont.edu/jhm/vol12/iss2/4/ |journal=Journal of Humanistic Mathematics |volume=12 |issue=2 |pages=7–27 |doi=10.5642/jhummath.PXMY2159|doi-access=free }} Possible tensions between applying mathematics in a social context and its ethics can already be observed in Plato's Republic (Book VIII) where the use of mathematics to produce better guardians plays a critical role in its collapse.{{Cite journal |last=Jens |first=Rod |title=The Machinery of the Collapse: On "Republic" Viii |date=2002 |url=https://www.jstor.org/stable/26219859 |journal=History of Political Thought |volume=23 |issue=1|pages=21–29 |jstor=26219859 }}

Need for ethics in the mathematics profession

Mathematicians in industrial, scientific, military and intelligence roles crucially influence decisions with significant consequences.{{Cite book |last=Daras |first=Nicholas |title=Applications of mathematics and informatics in military science |publisher=Springer |year=2012}}

=Issues of accuracy=

For example, complex calculations were needed for the success of the Manhattan Project,{{Cite book |last=Serber |first=Robert |title=The Los Alamos primer: The first lectures on how to build an atomic bomb |publisher=University of Calinfornia Press |year=1992}} while the overextended use of the Gaussian copula formula to price derivatives before the 2008 financial crisis has been called "the formula that killed Wall Street",Felix Salmon, [https://www.wired.com/2009/02/wp-quant/ Recipe for disaster: the formula that killed Wall Street"], Wired23 Feb 2009. and the theory of global warming depends on the reliability of mathematical models of climate.{{Cite journal |last1=Frigg |first1=Roman |last2=Thompson |first2=Erica |last3=Werndl |first3=Charlotte |date=2015 |title=Philosophy of Climate Science Part II: Modelling Climate Change: Modelling Climate Change |journal=Philosophy Compass |language=en |volume=10 |issue=12 |pages=965–977 |doi=10.1111/phc3.12297|doi-access=free }}

=Issues of impact=

For the same reason as in medical ethics and engineering ethics, the high impact of the consequences of decisions imposes serious ethical obligations on practitioners to consider the rights and wrongs of their advice and decisions. The potential impact of data and new technology is leading more professions, such as accountancy,[https://www.icaew.com/technical/ethics/ethics-and-new-technologies Ethics and New Technologies, ICAEW, 2018] to consider how bias is overseen in automated systems, from algorithms to AI. Due to its large impact and its necessity in the modern industrialised world, mathematics has been labelled as a new factor of production by some scholars.{{Cite book |url=https://link.springer.com/10.1007/978-3-642-11248-5 |title=Production Factor Mathematics |date=2010 |publisher=Springer Berlin Heidelberg |isbn=978-3-642-11247-8 |editor-last=Grötschel |editor-first=Martin |location=Berlin, Heidelberg |language=en |doi=10.1007/978-3-642-11248-5 |editor-last2=Lucas |editor-first2=Klaus |editor-last3=Mehrmann |editor-first3=Volker}} Mathematics is a fundamental driver of today's economies and plays an everyday role in the decision making in capitalist markets.{{Cite book |last=Beckert |first=Jens |title=Imagined Futures: Fictional Expectations and Capitalist Dynamics |publisher=Harvard University Press |year=2016}} When studied in its socio-economic context, the debates surrounding the ethical use of mathematics often go under different names, e.g. some people speak of the ethics of quantification. These discourses are often disjoint from those directly affecting or driven by parts of the mathematical community.

Disasters involving the use of mathematics

These illustrate the major consequences of numerical mistakes and hence the need for ethical care.

The Club of Rome's 1972 mathematical-model-based predictions in The Limits to Growth of widespread collapse of the world system by the end of the 21st century.
The wrongful conviction of Sally Clark (1999), An English solicitor, Sally Clark, was wrongfully convicted of murdering her two children – each of whom had died due to sudden infant death syndrome – due to a fundamental statistical error in the testimony of an "expert". The error was further compounded by the "prosecutor's fallacy".[https://www.telegraph.co.uk/news/uknews/1432762/Misleading-statistics-were-presented-as-facts-in-Sally-Clark-trial.html Derbyshire, D., "Misleading statistics were presented as facts in Sally Clark trial", The Telegraph, (12 June 2003).]

Ethical issues in the mathematical profession

Mathematicians have a professional responsibility to support the ethical use of mathematics in practice, both to sustain the reputation of the profession and to protect society from the impacts of unethical behavior. For example, mathematics is extensively applied in the use of Big Data in Artificial Intelligence applications, both by mathematicians and non-mathematicians, with complex impacts that are not readily understood or anticipated.Collmann & Matei (Eds.), [https://www.springer.com/gb/book/9783319284200 Ethical Reasoning in Big Data], Basel, CH: Springer, 2016

Ethics in data journalism

Journalism has established Professional ethics which is affected by mathematical processing and (re-)publication of sources. Reusing information packaged as facts require checking, and validating, from conceptual confusion to sampling and calculation errors.McBride, [http://datadrivenjournalism.net/news_and_analysis/giving_data_soul_best_practices_for_ethical_data_journalism], 2017 Other professional issues arise from the potential of automated tools which allow the dissemination of publicly available data which has never been collated.

Misuse of statistics

Applications of mathematics generally involve drawing conclusions from quantitative data. Due to uncertainties that mathematical models deal with, and challenges in drawing and communicating any conclusions, there is a possibility of mathematicians misleading the clients as they are not generally aware of quantitative techniques. To avoid such instances, statisticians codified their ethics in the 1980s in a declaration of the ISI, recognizing that there would often be conflicting demands from stakeholders, with ethical decisions a matter of professional judgment.Jowell, R. (1986) The Codification of Statistical Ethics, J. Official Statist. 2(3): 217-253

Mathematical folklore

Priority and attribution of mathematical discovery are important to professional practice,{{Cite journal |last1=McCasland |first1=Roy L. |last2=Bundy |first2=Alan |last3=Smith |first3=Patrick F. |date=2006 |title=Ascertaining Mathematical Theorems |journal=Electronic Notes in Theoretical Computer Science |language=en |volume=151 |issue=1 |pages=21–38 |doi=10.1016/j.entcs.2005.11.021|s2cid=27286553 |doi-access=free |hdl=20.500.11820/c1aa219f-16c6-48b3-ac28-5c812d657600 |hdl-access=free }} even as some theorems bear the name of the person making the conjecture rather than finding the proof. Folk theorems, or mathematical folklore cannot be attributed to an individual, and may not have an agreed proof, despite being an accepted result, potentially leading to injustice.van Bendegem, J., Rittberg, C. & Tanswell, F. (2018) [https://link.springer.com/article/10.1007%2Fs11229-018-01981-1 Epistemic Injustice in Mathematics], Synthese

Ethics in pure mathematical research

The American Mathematical Society publishes a code of ethical guidelines for mathematical researchers. The responsibilities of researchers include being knowledgeable in the field, avoiding plagiarism, giving credit, publishing without unreasonable delay, and correcting errors.[https://www.ams.org/about-us/governance/policy-statements/sec-ethics American Mathematical Society Policy Statement on Ethical Guidelines], 2005. The European Mathematical Society Ethics Committee also publishes a code of practice relating to the publication, editing and refereeing of research.[http://euro-math-soc.eu/system/files/uploads/COP-approved.pdf Code of Practice – European Mathematical Society] {{Webarchive|url=https://web.archive.org/web/20230603172926/https://euro-math-soc.eu/system/files/uploads/COP-approved.pdf |date=2023-06-03 }}.

It has been argued that as pure mathematical research is relatively harmless, it raises few urgent ethical issues.{{cite journal |last1=Hersh |first1=Reuben |author-link1=Reuben Hersh |date=1990 |title=Mathematics and ethics |url=http://scholarship.claremont.edu/cgi/viewcontent.cgi?article=1068&context=hmnj |journal=Mathematical Intelligencer |volume=12 |issue=3 |pages=13–15 |doi=10.1007/BF03024064 |s2cid=206832780 |access-date=30 June 2021}} However, that raises the question of whether and why pure mathematics is ethically worth doing, given that it consumes the lives of many highly intelligent people who could be making more immediately useful contributions.{{cite journal |last1=Franklin |first1=James |author-link1=James Franklin (philosopher) |date=1991 |title=Ethics of mathematics |url=https://link.springer.com/article/10.1007%2FBF03024064 |journal=Mathematical Intelligencer |volume=13 |issue=1 |pages=4 |doi=10.1007/BF03024064 |s2cid=206832780 |access-date=30 June 2021}}

The study of ethical challenges in pure mathematics is deeply connected to the philosophy of mathematical practice.{{Cite journal |last=Wagner |first=Roi |date=2023 |title=The Ethical Charge of Articulating Mathematics |url=https://link.springer.com/article/10.1007/s10516-023-09686-y |journal=Global Philosophy |volume=33 |issue=35 |pages=1–20|doi=10.1007/s10516-023-09686-y |doi-broken-date=1 November 2024 |doi-access=free }} Arguments against the ethical neutrality of pure mathematical work often builds on the social constitution, i.e. the socio-cultural context of the research and the many decisions involved in mathematical proofs.{{Cite journal |last1=Cantù |first1=Paola |last2=Testa |first2=Italo |date=2023 |title=Introduction: From Social Ontology to Mathematical Practice, and Back Again |journal=Topoi |language=en |volume=42 |issue=1 |pages=187–198 |doi=10.1007/s11245-022-09870-6 |issn=0167-7411|doi-access=free }} The problem of epistemic injustice in mathematical research is actively discussed in this context.{{Cite journal |last1=Rittberg |first1=Colin Jakob |last2=Tanswell |first2=Fenner Stanley |last3=Van Bendegem |first3=Jean Paul |date=2020 |title=Epistemic injustice in mathematics |url=http://link.springer.com/10.1007/s11229-018-01981-1 |journal=Synthese |language=en |volume=197 |issue=9 |pages=3875–3904 |doi=10.1007/s11229-018-01981-1 |s2cid=255062569 |issn=0039-7857}}

Parallels between ethics and mathematics

Ethics and mathematics both appear to rely on reasoning from intuition, unlike empirical sciences which rely fundamentally on observations and experiments. That has been suggested as a reason in support of objectivity or moral realism in ethics, since arguments against objectivity in ethics are paralleled by arguments against objectivity in mathematics, which is generally believed to be false.{{cite journal |last1=Lear |first1=Jonathan |author-link1=Jonathan Lear |date=1983 |title=Ethics, mathematics and relativism |url=https://academic.oup.com/mind/article-abstract/XCII/365/38/975410 |journal=Mind |volume=92 |issue= 365|pages=38–60 |doi=10.1093/mind/XCII.365.38 |access-date=30 June 2021}}{{cite journal |last1=Franklin |first1=James |date=2021 |author-link1=James Franklin (philosopher) |title='Let no‑one ignorant of geometry…': Mathematical parallels for understanding the objectivity of ethics |url=https://rdcu.be/cjyso |journal=Journal of Value Inquiry |volume=55 |issue= 2|pages= 365–384|doi=10.1007/s10790-021-09831-z |s2cid=235538417 |access-date=30 June 2021}}

Justin Clarke-Doane argues to the contrary that although mathematics and ethics are closely parallel, a pluralist attitude should be taken to the truths of both. Just as the parallel postulate is true in Euclidean geometry but false in non-Euclidean geometry, so ethical propositions can be true or false in different systems.{{cite book |last=Clarke-Doane |first=Justin |date=2020 |title=Morality and Mathematics |url=https://global.oup.com/academic/product/morality-and-mathematics-9780198823667 |location=New York |publisher=Oxford University Press |page= |isbn=9780198823667}}

Teaching ethics in mathematics

Courses in the ethics of mathematics remain rare. The University of New South Wales taught a compulsory course on Professional Issues and Ethics in Mathematics in its mathematics degrees from 1998 to 2012.{{cite journal |last1=Franklin |first1=James |date=2005 |title=A "Professional issues and ethics in mathematics" course |url=http://www.austms.org.au/Publ/Gazette/2005/May05/franklin.pdf |journal=Gazette of the Australian Mathematical Society |volume=32 |issue= |pages=98–100 |access-date=30 June 2021}} In 2023, the ETH Zurich taught an optional seminar on ethics in mathematics{{Cite web |last=Course Catalogue |first=ETH Zürich |date=2023 |title=Seminar 851-0185-00L: Ethics in Mathematics |url=https://www.vvz.ethz.ch/Vorlesungsverzeichnis/lerneinheit.view?lang=en&lerneinheitId=170861&semkez=2023S& }} and a non-examinable seminar also exists at the University of Cambridge.{{Cite web |date=2023 |title=Cambridge University Ethics in Mathematics Project |url=https://www.ethics.maths.cam.ac.uk/ }} A mini-seminar has also been taught at Swarthmore College.{{Cite journal |last=Miller |first=Allison |date=2022 |title=A Mini-seminar: Teaching Ethics in Mathematics in an Hour a Week |url=https://scholarship.claremont.edu/jhm/vol12/iss2/11/ |journal=Journal of Humanistic Mathematics |volume=12 |issue=2 |pages=178–203 |doi=10.5642/jhummath.XWBZ9758|doi-access=free }}

Many courses considering ethics in mathematics also appear under different names, e.g. "mathematics for social justice."{{Cite web |date=2022 |title=Special Issue on Ethics in Mathematics, Journal of Humanistic Mathematics 12(2) |url=https://scholarship.claremont.edu/jhm/vol12/iss2/ }}

Similar approaches can also be found in the teaching of ethics to computer science students, where the term "embedded ethics" has established itself for the integration of ethics teaching into the curriculum.{{Cite journal |last1=Grosz |first1=Barbara J. |last2=Grant |first2=David Gray |last3=Vredenburgh |first3=Kate |last4=Behrends |first4=Jeff |last5=Hu |first5=Lily |last6=Simmons |first6=Alison |last7=Waldo |first7=Jim |date=2019-07-24 |title=Embedded EthiCS: integrating ethics across CS education |journal=Communications of the ACM |language=en |volume=62 |issue=8 |pages=54–61 |doi=10.1145/3330794 |issn=0001-0782|doi-access=free }} These programmes are currently explored at Harvard University,{{Cite web |title=Embedded EthiCS |url=https://embeddedethics.seas.harvard.edu/home |access-date=2023-08-12 |website=embeddedethics.seas.harvard.edu |language=en}} Stanford University{{Cite web |date=2023 |title=embedded ethics |url=https://embeddedethics.stanford.edu/ |access-date=2023-08-12 |website=Embedded Ethics @ Stanford University}} and other places.

Notes

References

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[https://scholarship.claremont.edu/jhm/vol12/iss2/10 Alayont, F. (2022), "A Case for Ethics in the Mathematics Major Curriculum", Journal of Humanistic Mathematics, Vol.12, No.2, (July 2022), pp.160-177.]
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[http://scholarworks.gsu.edu/cgi/viewcontent.cgi?article=1054&context=mse_facpub Stinson, D.W., "In Search of Defining Ethics in (Mathematics) Education Research?", Journal of Urban Mathematics Education, Vol.10, No.1, (July 2017), pp. 1–6].
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[http://math.arizona.edu/~jwatkins/varmor.pdf Vardeman, S.B. & Morris, M.D., "Statistics and Ethics: Some Advice for Young Statisticians", The American Statistician, Vol.57, No.1, (February 2003), pp. 21–6].
[https://smw.ch/en/resource/jf/journal/file/view/article/smw.2007.11794/smw.2007.11794.pdf Young, J., "Statistical errors in medical research — a chronic disease?", Swiss Medical Weekly, (2007), 137: 41–43] {{Webarchive|url=https://web.archive.org/web/20170820035409/https://smw.ch/en/resource/jf/journal/file/view/article/smw.2007.11794/smw.2007.11794.pdf |date=2017-08-20 }}: editorial commentary (and elaboration) on Strasak, et al. by the Swiss Medical Weekly's Statistical Advisor.

External links

[http://cueims.soc.srcf.net/ Cambridge University Ethics in Mathematics Society]
[https://www.ams.org/about-us/governance/policy-statements/sec-ethics American Mathematical Society: Policy Statement on Ethical Guidelines]
[https://web.archive.org/web/20190406015241/http://www.rss.org.uk/RSS/Influencing_Change/Statistics_and_the_law/RSS/Influencing_Change/Current_projects_sub/Statistics_and_the_law.aspx?hkey=e0e099fe-8a21-4e77-883a-bcab1d6ec3cd Royal Statistical Society: Statistics and the Law].

Category:Ethics of science and technology

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Category:Philosophy of mathematics

Category:Ethics and statistics

Category:Business ethics

Category:Professional ethics