proto-industrialization

The concept was developed and named by Franklin Mendels in his 1969 doctoral dissertation on the rural linen industry in 18th-century Flanders and popularized in his 1972 article based on that work.{{sfnp|Ogilvie|2008|p=159}}{{sfnp|Mendels|1972}}

Mendels argued that using surplus labor, initially available during slow periods of the agricultural seasons, increased rural incomes, broke the monopolies of urban guild systems and weakened rural traditions that had limited population growth.

The resulting increase in population led to further growth in production, in a self-sustaining process that, Mendels claimed, created the labour, capital and entrepreneurial skill that led to industrialization.{{sfnp|Ogilvie|2008|pp=159–160}}

Other historians expanded on these ideas in the 1970s and 1980s.{{sfnp|Ogilvie|Cerman|1996a|pp=2–3}}{{sfnp|Van Bavel|2003|p=1110}}

In their 1979 book, Peter Kriedte, Hans Medick and Jürgen Schlumbohm expanded the theory into a broad account of the transformation of European society from feudalism to industrial capitalism.

They viewed proto-industrialization as part of the second phase in this transformation, following the weakening of the manorial system in the High Middle Ages.{{cite book

|first1=Peter |last1=Kriedte |first2=Hans |last2=Medick |first3=Jürgen |last3=Schlumbohm

|title=Industrialization Before Industrialization

|translator-first=Beate |translator-last=Schempp

|publisher=Cambridge University Press |orig-year=1979 |year=1981

|isbn=978-0-521-28228-4

|pages=6–8

}}

Later historians identified similar situations in other parts of the world, including India, China, Japan and the former Muslim world.{{cite journal

|title=Proto-industrialization in Europe

|first=Sheilagh |last=Ogilvie |year=1993

|journal=Continuity and Change |volume=8 |issue=2 |pages=159–179

|doi=10.1017/S0268416000002058

|s2cid=39840293 }} n. 6, p. 178.{{Cite journal|last=Koyama|first=Mark|date=2017-06-15|title=Jared Rubin: Rulers, religion, and riches: Why the West got rich and the Middle East did not?|journal=Public Choice|language=en|pages=549–552|doi=10.1007/s11127-017-0464-6|issn=0048-5829|volume=172|issue=3–4|s2cid=157361622}}

The applicability of proto-industrialization in Europe has since been challenged. Martin Daunton, for example, argues that proto-industrialisation "excludes too much" to fully explain the expansion of industry: not only do proponents of proto-industrialisation ignore the vital town-based industries in pre-industrial economies, but also ignores "rural and urban industry based upon non-domestic organisation"; referring to how mines, mills, forges and furnaces fit into the agrarian economy.{{cite book|last1=Daunton|first1=Martin|title=Progress and Poverty: An Economic and Social History of Britain 1700-1850|date=1995|publisher=Oxford University Press Inc.|location=New York|isbn=0-19-822281-5|page=169}} Clarkson has criticized the tendency to categorize all types of pre-industrial manufacturing as proto-industries.{{sfnp|Ogilvie|Cerman|1996b|p=227}} Sheilagh Ogilvie discussed the historiography of proto-industrialisation, and observed that scholars have re-evaluated pre-factory industrial production, but have seen it emerge as a phenomenon of its own rather than just a precursor to industrialisation. According to Ogilvie, a major perspective "emphasizes long-term continuities in the economic and social development of Europe between the medieval period and the nineteenth century."{{sfnp|Ogilvie|Cerman|1996b|p=239}} Some scholars have defended the original conceptualisation of proto-industrialisation or extended it.{{sfnp|Van Bavel|2003}}{{Cite journal|last=Marfany|first=Julie|date=2010|title=Is it still helpful to talk about proto-industrialization? Some suggestions from a Catalan case study|url=https://onlinelibrary.wiley.com/doi/abs/10.1111/j.1468-0289.2008.00466.x|journal=The Economic History Review|language=en|volume=63|issue=4|pages=942–973|doi=10.1111/j.1468-0289.2008.00466.x|s2cid=142998083|issn=1468-0289|url-access=subscription}}

Mendels' initial coining of "proto-industrialisation" referred to commercial activities in 18th-century Flanders and much study focused on the region.{{sfnp|Van Bavel|2003}} Sheilagh Ogilvie wrote, "Proto-industries arose in almost every part of Europe in the two or three centuries before industrialization."{{sfnp|Ogilvie|Cerman|1996b|p=227}}

Rural proto-industries were often affected by guilds, which retained major influence over rural manufacturing in Switzerland (until the early 17th century), France and Westphalia (until the later 17th century), Bohemia and Saxony (until the early 18th century), Austria, Catalonia, and the Rhine area (until the later 18th century) and Sweden and Württemberg (into the 19th century). In other areas of Europe, guilds excluded all forms of proto-industry, including in Castile and parts of northern Italy. Political struggles occurred between proto-industries and regional guilds that sought to control them, as well against urban privileges or customs privileges.{{sfnp|Ogilvie|Cerman|1996b}}

Bas van Bavel argued that some non-agriculture activities in the Low Countries reached a proto-industrial extent as early as the 13th century, though with regional and temporal differences, with a peak in the 16th century.{{sfnp|Van Bavel|2003|p=1111}} Van Basel observes that Flanders and Holland developed as urbanised regions (a third of Flanders' population being urban in the 15th century, and over half of Holland's population in the 16th century) with a commercialised countryside and developed export markets. Flanders saw the predominance of labor-intensive rural activities such as textile production, while Holland saw the predominance of capital-intensive urban activities such as shipbuilding. Proto-industrial activities in Holland included "glue-production, lime-burning, brick work, peat digging, barging, shipbuilding, and textile industries" targeted for export.{{sfnp|Van Bavel|2003|p=1128}}

Historian Julie Marfany also put forward a theory of proto-industrialisation observing proto-industrial textile production in Igualada, Catalonia from 1680, and its demographic effects — including increased population growth that compared to the later industrial revolution. Marfany also suggests that a somewhat alternate mode of capitalism developed due to differences in the family unit compared to Northern Europe.{{Cite book|last=Marfany|first=Julie|date=2016-04-22|title=Land, Proto-Industry and Population in Catalonia, c. 1680-1829|url=http://dx.doi.org/10.4324/9781315591339|doi=10.4324/9781315591339|isbn=9781317108344}}

Some historians have identified proto-industrialization in the early modern South Asia,{{cite book|author=Sanjay Subrahmanyam|title=Money and the Market in India, 1100–1700|publisher=Oxford University Press|year=1998|isbn=9780521257589}}{{cite journal|last=Perlin|first=Frank|year=1983|title=Proto-industrialization and Pre-colonial South Asia|journal=Past & Present|issue=98|pages=30–95|doi=10.1093/past/98.1.30|jstor=650688}} mainly in the wealthiest and largest subdivision of Mughal Empire, the Bengal Subah.{{cite book|author=Giorgio Riello, Tirthankar Roy|url=https://books.google.com/books?id=niuwCQAAQBAJ&pg=PA174|title=How India Clothed the World: The World of South Asian Textiles, 1500–1850|publisher=Brill Publishers|year=2009|isbn=9789047429975|page=174}}{{cite book|author=Abhay Kumar Singh|title=Modern World System and Indian Proto-industrialization: Bengal 1650–1800, (Volume 1)|publisher=Northern Book Centre|year=2006|isbn=9788172112011}} The eastern part of Bengal (today's modern Bangladesh) was globally prominent in industries such as textile manufacturing and shipbuilding,{{cite book |author=Indrajit Ray |year=2011 |title=Bengal Industries and the British Industrial Revolution (1757-1857) |url=https://books.google.com/books?id=CHOrAgAAQBAJ&pg=PA57 |publisher=Routledge |pages=57, 90, 174 |isbn=978-1-136-82552-1 |access-date=20 January 2019 |archive-date=16 January 2023 |archive-url=https://web.archive.org/web/20230116112335/https://books.google.com/books?id=CHOrAgAAQBAJ&pg=PA57 |url-status=live }} and it was a major exporter of silk and cotton textiles, steel, saltpeter, and agricultural and industrial produce in the world.{{cite news |last=Khandker |first=Hissam |date=31 July 2015 |title=Which India is claiming to have been colonised? |url=http://www.thedailystar.net/op-ed/politics/which-india-claiming-have-been-colonised-119284 |newspaper=The Daily Star |type=Op-ed |access-date=6 May 2016 |archive-date=28 March 2019 |archive-url=https://web.archive.org/web/20190328220449/https://www.thedailystar.net/op-ed/politics/which-india-claiming-have-been-colonised-119284 |url-status=live }} The region singlehandedly accounted for 40% of Dutch imports outside Europe.Om Prakash, "[http://link.galegroup.com/apps/doc/CX3447600139/WHIC?u=seat24826&xid=6b597320 Empire, Mughal]", History of World Trade Since 1450, edited by John J. McCusker, vol. 1, Macmillan Reference USA, 2006, pp. 237–240, World History in Context. Retrieved 3 August 2017

Economic development in the Song dynasty (960–1279) has often been compared to proto-industrialization or an early capitalism.{{Cite web|title=1000-1450 CE: China's Golden Age: The Song, the Mongols, and the Ming Voyages {{!}} Central Themes and Key Points {{!}} Asia for Educators {{!}} Columbia University|url=http://afe.easia.columbia.edu/main_pop/kpct/kp_song.htm|access-date=2021-03-19|website=afe.easia.columbia.edu}}{{Citation|last=Deng|first=Kent|title=One-Off Capitalism in Song China, 960–1279 CE|date=2020-03-26|url=https://oxford.universitypressscholarship.com/view/10.1093/oso/9780199499717.001.0001/oso-9780199499717-chapter-9|work=Capitalisms|pages=227–250|publisher=Oxford University Press|language=en|doi=10.1093/oso/9780199499717.003.0009|isbn=978-0-19-949971-7|access-date=2021-03-19|url-access=subscription}}

The commercial expansion began in the Northern Song dynasty and was catalysed by migrations in the Southern Song dynasty. With the growth of the production of non-agricultural goods in a cottage industry context (such as silk), and the production of cash crops that were sold instead of consumed (such as tea), market forces were extended into the life of ordinary people. There was a rise of industrial and commercial sectors, and profit-making commercialisation emerged. There were parallel government and private enterprises in iron and steel production,Needham, Volume 4, Part 2, 23. while there was strict government control of some industries such as sulfur and saltpetre production.Needham, Volume 5, Part 7, 126. Historian Robert Hartwell estimated that per capita iron output in Song China rose sixfold between 806 and 1078 based on Song-era receipts.Ebrey et al., 158. Hartwell estimated that China's industrial output in 1080 resembled that of Europe in 1700.{{Cite book|last=Pomeranz|first=Kenneth|url=https://books.google.com/books?id=H177DwAAQBAJ|title=The Great Divergence: China, Europe, and the Making of the Modern World Economy|date=2021-04-13|publisher=Princeton University Press|isbn=978-0-691-21719-2|pages=62–63|language=en}}

An arrangement of allowing competitive industry to flourish in some regions while setting up its opposite of strict government-regulated and monopolized production and trade in others was prominent in iron manufacturing as in other sectors. In the beginning of the Song, the government supported competitive silk mills and brocade workshops in the eastern provinces and in the capital city of Kaifeng. However, at the same time the government established strict legal prohibition on the merchant trade of privately produced silk in Sichuan province. This prohibition dealt an economic blow to Sichuan that caused a small rebellion (which was subdued), yet Song Sichuan was well known for its independent industries producing timber and cultivated oranges.

Many of the economic gains were lost during the Yuan dynasty, taking centuries to recover. Coal mining was a cutting-edge sector in the Song era, but declined with the Mongol conquest. Iron production recovered to an extent during Yuan, based mainly on charcoal and wood.

• Barbegal aqueduct and mills
• Pre-industrial society
• Putting-out system
• Sprouts of capitalism
• Venetian Arsenal
• History of the cotton industry in Catalonia

{{Reflist}}

{{refbegin|indent=yes|30em}}

• {{cite journal

|title=Proto-Industrialization: A Concept Too Many

|first=D. C. |last=Coleman |author-link=Donald Cuthbert Coleman

|journal=The Economic History Review |series=New Series |volume=36 |number=3

|year=1983 |pages=435–448 |doi=10.2307/2594975 |jstor=2594975

}}

• {{cite journal

|last=Mendels |first=Franklin F. |year=1972

|title=Proto-industrialization: the first phase of the industrialization process

|journal=Journal of Economic History |volume=32 |number=1 |pages=241–261

|doi=10.1017/S0022050700075495 |jstor=2117187 |s2cid=153828103

}}

• {{cite book

|first=Sheilagh |last=Ogilvie |chapter=Protoindustrialization |pages=711–714

|title=The New Palgrave Dictionary of Economics

|editor1-first=Steven |editor1-last=Durlauf

|editor2-first=Lawrence |editor2-last=Blume

|volume=6 |isbn=978-0-230-22642-5

|publisher=Palgrave Macmillan |year=2008

}}

• {{cite book

|first1=Sheilagh C. |last1=Ogilvie |first2=Markus |last2=Cerman

|chapter=The theories of proto-industrialization

|pages=1–11

|chapter-url=https://www.econ.cam.ac.uk/sco2/full-texts/Ogilvie-Cerman-1996-Theories.PDF

|title=European Proto-Industrialization: An Introductory Handbook

|editor1-first=Sheilagh C. |editor1-last=Ogilvie

|editor2-first=Markus |editor2-last=Cerman

|publisher=Cambridge University Press |year=1996a

|isbn=978-0-521-49760-2

}}

• {{cite book

|first1=Sheilagh C. |last1=Ogilvie |author1-mask=3 |first2=Markus |last2=Cerman |author2-mask=3

|chapter=Proto-Industrialization, economic development and social change in early modern Europe

|pages=227–239

|chapter-url=https://www.researchgate.net/publication/265207147

|title=European Proto-Industrialization: An Introductory Handbook

|editor1-first=Sheilagh C. |editor1-last=Ogilvie

|editor2-first=Markus |editor2-last=Cerman

|publisher=Cambridge University Press |year=1996b

|isbn=978-0-521-49760-2

}}

• {{cite journal

|last=Van Bavel|first=Bas|date=2003

|title=Early Proto-Industrialization in the Low Countries? The Importance and Nature of Market-Oriented Non-Agricultural Activities on the Countryside in Flanders and Holland, c. 1250–1570

|url=https://www.persee.fr/doc/rbph_0035-0818_2003_num_81_4_4777

|journal=Revue belge de philologie et d'histoire

|language=fr|volume=81|issue=4|pages=1109–1165|doi=10.3406/rbph.2003.4777

|hdl=1874/309441|s2cid=130731299|hdl-access=free

}}

{{refend}}

• {{cite journal |last=Hudson |first=P. |year=1990 |title=Proto-industrialisation |journal=Recent Findings of Research in Economics and Social History |volume=10 |pages=1–4 |ref=none}}

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