Normal cone (functional analysis)

{{one source|date=July 2020}}

{{More citations needed|date=May 2020}}

In mathematics, specifically in order theory and functional analysis, if C is a cone at the origin in a topological vector space X such that 0 \in C and if \mathcal{U} is the neighborhood filter at the origin, then C is called normal if \mathcal{U} = \left[ \mathcal{U} \right]_C, where \left[ \mathcal{U} \right]_C := \left\{ [ U ]_C : U \in \mathcal{U} \right\} and where for any subset S \subseteq X, [S]_C := (S + C) \cap (S - C) is the C-saturatation of S.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

Normal cones play an important role in the theory of ordered topological vector spaces and topological vector lattices.

Characterizations

If C is a cone in a TVS X then for any subset S \subseteq X let [S]_C := \left(S + C\right) \cap \left(S - C\right) be the C-saturated hull of S \subseteq X and for any collection \mathcal{S} of subsets of X let \left[ \mathcal{S} \right]_C := \left\{ \left[ S \right]_C : S \in \mathcal{S} \right\}.

If C is a cone in a TVS X then C is normal if \mathcal{U} = \left[ \mathcal{U} \right]_C, where \mathcal{U} is the neighborhood filter at the origin.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

If \mathcal{T} is a collection of subsets of X and if \mathcal{F} is a subset of \mathcal{T} then \mathcal{F} is a fundamental subfamily of \mathcal{T} if every T \in \mathcal{T} is contained as a subset of some element of \mathcal{F}.

If \mathcal{G} is a family of subsets of a TVS X then a cone C in X is called a \mathcal{G}-cone if \left\{ \overline{\left[ G \right]_C} : G \in \mathcal{G} \right\} is a fundamental subfamily of \mathcal{G} and C is a strict \mathcal{G}-cone if \left\{ \left[ G \right]_C : G \in \mathcal{G} \right\} is a fundamental subfamily of \mathcal{G}.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

Let \mathcal{B} denote the family of all bounded subsets of X.

If C is a cone in a TVS X (over the real or complex numbers), then the following are equivalent:{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. C is a normal cone.
  2. For every filter \mathcal{F} in X, if \lim \mathcal{F} = 0 then \lim \left[ \mathcal{F} \right]_C = 0.
  3. There exists a neighborhood base \mathcal{G} in X such that B \in \mathcal{G} implies \left[ B \cap C \right]_C \subseteq B.

and if X is a vector space over the reals then we may add to this list:{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. There exists a neighborhood base at the origin consisting of convex, balanced, C-saturated sets.
  2. There exists a generating family \mathcal{P} of semi-norms on X such that p(x) \leq p(x + y) for all x, y \in C and p \in \mathcal{P}.

and if X is a locally convex space and if the dual cone of C is denoted by X^{\prime} then we may add to this list:{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. For any equicontinuous subset S \subseteq X^{\prime}, there exists an equicontiuous B \subseteq C^{\prime} such that S \subseteq B - B.
  2. The topology of X is the topology of uniform convergence on the equicontinuous subsets of C^{\prime}.

and if X is an infrabarreled locally convex space and if \mathcal{B}^{\prime} is the family of all strongly bounded subsets of X^{\prime} then we may add to this list:{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. The topology of X is the topology of uniform convergence on strongly bounded subsets of C^{\prime}.
  2. C^{\prime} is a \mathcal{B}^{\prime}-cone in X^{\prime}.

    • this means that the family \left\{ \overline{\left[ B^{\prime} \right]_C} : B^{\prime} \in \mathcal{B}^{\prime} \right\} is a fundamental subfamily of \mathcal{B}^{\prime}.

  3. C^{\prime} is a strict \mathcal{B}^{\prime}-cone in X^{\prime}.

    • this means that the family \left\{ \left[ B^{\prime} \right]_C : B^{\prime} \in \mathcal{B}^{\prime} \right\} is a fundamental subfamily of \mathcal{B}^{\prime}.

and if X is an ordered locally convex TVS over the reals whose positive cone is C, then we may add to this list:

  1. there exists a Hausdorff locally compact topological space S such that X is isomorphic (as an ordered TVS) with a subspace of R(S), where R(S) is the space of all real-valued continuous functions on X under the topology of compact convergence.{{sfn|Schaefer|Wolff|1999|pp=222-225}}

If X is a locally convex TVS, C is a cone in X with dual cone C^{\prime} \subseteq X^{\prime}, and \mathcal{G} is a saturated family of weakly bounded subsets of X^{\prime}, then{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. if C^{\prime} is a \mathcal{G}-cone then C is a normal cone for the \mathcal{G}-topology on X;
  2. if C is a normal cone for a \mathcal{G}-topology on X consistent with \left\langle X, X^{\prime}\right\rangle then C^{\prime} is a strict \mathcal{G}-cone in X^{\prime}.

If X is a Banach space, C is a closed cone in X,, and \mathcal{B}^{\prime} is the family of all bounded subsets of X^{\prime}_b then the dual cone C^{\prime} is normal in X^{\prime}_b if and only if C is a strict \mathcal{B}-cone.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

If X is a Banach space and C is a cone in X then the following are equivalent:{{sfn|Schaefer|Wolff|1999|pp=215–222}}

  1. C is a \mathcal{B}-cone in X;
  2. X = \overline{C} - \overline{C};
  3. \overline{C} is a strict \mathcal{B}-cone in X.

= Ordered topological vector spaces =

Suppose L is an ordered topological vector space. That is, L is a topological vector space, and we define x \geq y whenever x - y lies in the cone L_+. The following statements are equivalent:{{Cite book |last=Aliprantis |first=Charalambos D. |url=https://www.worldcat.org/oclc/87808043 |title=Cones and duality |date=2007 |publisher=American Mathematical Society |others=Rabee Tourky |isbn=978-0-8218-4146-4 |location=Providence, R.I. |oclc=87808043}}

  1. The cone L_+ is normal;
  2. The normed space L admits an equivalent monotone norm;
  3. There exists a constant c > 0 such that a \leq x \leq b implies \lVert x \rVert \leq c \max\{\lVert a \rVert, \lVert b \rVert\};
  4. The full hull [U] = (U + L_+) \cap (U - L_+) of the closed unit ball U of L is norm bounded;
  5. There is a constant c > 0 such that 0 \leq x \leq y implies \lVert x \rVert \leq c \lVert y \rVert.

Properties

  • If X is a Hausdorff TVS then every normal cone in X is a proper cone.{{sfn|Schaefer|Wolff|1999|pp=215–222}}
  • If X is a normable space and if C is a normal cone in X then X^{\prime} = C^{\prime} - C^{\prime}.{{sfn|Schaefer|Wolff|1999|pp=215–222}}
  • Suppose that the positive cone of an ordered locally convex TVS X is weakly normal in X and that Y is an ordered locally convex TVS with positive cone D. If Y = D - D then H - H is dense in L_s(X; Y) where H is the canonical positive cone of L(X; Y) and L_{s}(X; Y) is the space L(X; Y) with the topology of simple convergence.{{sfn|Schaefer|Wolff|1999|pp=225–229}}
  • If \mathcal{G} is a family of bounded subsets of X, then there are apparently no simple conditions guaranteeing that H is a \mathcal{T}-cone in L_{\mathcal{G}}(X; Y), even for the most common types of families \mathcal{T} of bounded subsets of L_{\mathcal{G}}(X; Y) (except for very special cases).{{sfn|Schaefer|Wolff|1999|pp=225–229}}

Sufficient conditions

If the topology on X is locally convex then the closure of a normal cone is a normal cone.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

Suppose that \left\{ X_{\alpha} : \alpha \in A \right\} is a family of locally convex TVSs and that C_\alpha is a cone in X_{\alpha}.

If X := \bigoplus_{\alpha} X_{\alpha} is the locally convex direct sum then the cone C := \bigoplus_{\alpha} C_\alpha is a normal cone in X if and only if each X_{\alpha} is normal in X_{\alpha}.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

If X is a locally convex space then the closure of a normal cone is a normal cone.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

If C is a cone in a locally convex TVS X and if C^{\prime} is the dual cone of C, then X^{\prime} = C^{\prime} - C^{\prime} if and only if C is weakly normal.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

Every normal cone in a locally convex TVS is weakly normal.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

In a normed space, a cone is normal if and only if it is weakly normal.{{sfn|Schaefer|Wolff|1999|pp=215–222}}

If X and Y are ordered locally convex TVSs and if \mathcal{G} is a family of bounded subsets of X, then if the positive cone of X is a \mathcal{G}-cone in X and if the positive cone of Y is a normal cone in Y then the positive cone of L_{\mathcal{G}}(X; Y) is a normal cone for the \mathcal{G}-topology on L(X; Y).{{sfn|Schaefer|Wolff|1999|pp=225-229}}

See also

  • {{annotated link|Cone-saturated}}
  • {{annotated link|Topological vector lattice}}
  • {{annotated link|Vector lattice}}

References

{{reflist}}

Bibliography

  • {{Narici Beckenstein Topological Vector Spaces|edition=2}}
  • {{Schaefer Wolff Topological Vector Spaces|edition=2}}

{{Functional analysis}}

{{Ordered topological vector spaces}}

Category:Functional analysis