Slavery and the United States Constitution
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Although the original United States Constitution did not contain the words "slave" or "slavery" within its text,Section 4 of the Fourteenth Amendment, ratified in 1868, provides that "neither the United States nor any State shall assume or pay ... any claim for the loss or emancipation of any slave...." In addition, the Thirteenth Amendment, ratified in 1865, bans "slavery". it dealt directly with American slavery in at least five of its provisions and indirectly protected the institution elsewhere in the document.{{cite journal |last1=Morgan |first1=Kenneth |title=Slavery and the Debate over Ratification of the United States Constitution |journal=Slavery & Abolition |date=2001 |volume=22 |issue=3 |pages=40–65 |doi=10.1080/714005207|s2cid=146540082 }} Finkelman, Paul (2008). [https://www.clevelandcivilwarroundtable.com/making-a-covenant-with-death-slavery-and-the-constitutional-convention/ "Making a Covenant with Death: Slavery and the Constitutional Convention". The Cleveland Civil War Roundtable]. The five provisions that this essay lists are the four that Frederick Douglass cited in his speech described in the section on Frederick Douglass in this article plus Article I, section 9, paragraph 4. Finkelman writes, "This clause declared that any 'capitation' or other 'direct tax' had to take into account the three-fifths clause. It ensured that, if a head tax were ever levied, slaves would be taxed at three-fifths the rate of whites." Finkelman's essay also lists seven of "[t]he most prominent indirect protections of slavery".
Background
At the time of the drafting of the Constitution in 1787, and its ratification in 1789, slavery was banned by the states in New England and Pennsylvania and by the Congress of the Confederation in the Northwest Territory, by the Northwest Ordinance. Though slaves were present in other states, most were forced to work in agriculture in the South.
According to H. W. Brands, because of the declining productivity of crops like tobacco due to soil exhaustion, many of the drafters of the Constitution assumed that slavery would die out naturally in the South as it had done in industrialized North. This changed with the invention of the modern cotton gin in 1793, which provided a more sustainable and economically viable crop for Southern plantations.{{cite podcast |title=Sons Of The Founding Fathers {{pipe}} Think! |date=December 6, 2018 |publisher=KERA |host=Krys Boyd |url=https://think.kera.org/2018/12/06/sons-of-the-founding-fathers/}}{{cite book |title=Heirs of the Founders: The Epic Rivalry of Henry Clay, John Calhoun and Daniel Webster, the Second Generation of American Giants |year=2018 |author=H. W. Brands |author-link=H. W. Brands|publisher=Doubleday |isbn=978-0385542531}}
Historical debate
Throughout U.S. history there have been disputes about whether the Constitution was proslavery or antislavery. James Oakes writes that the Constitution's Fugitive Slave Clause and Three-Fifths Clause "might well be considered the bricks and mortar of the proslavery Constitution".Oakes, James, The Crooked Path to Abolition: Abraham Lincoln and the Antislavery Constitution. New York: W. W. Norton & Company, 2021, p. xx. "But", Oakes adds, "there was also an antislavery Constitution.... Congress was granted the power to make 'all needful rules and regulations' for the territories, and for decades after ratification hardly anyone doubted that this authorized the federal government to ban slavery from the territories....In 1857, in Dred Scott v. Sandford, 60 U.S. 393, 455 (1857), the U.S. Supreme Court [https://supreme.justia.com/cases/federal/us/60/393/#tab-opinion-1964281 held otherwise], as six justices declared unconstitutional the Missouri Compromise, which banned slavery in territories north of the 36°30′ parallel. Then there was the familiar assertion that the principle of fundamental human equality was embodied in the Constitution.... Doesn't the Preamble state that the purpose of the federal government was to 'secure the blessings of liberty' ... ? Similarly, the Fifth Amendment declares that 'no person' could be deprived of life, liberty, or property without due process of law."The Crooked Path to Abolition, pp. xxi-xxii. The Fifth Amendment, however, was a two-edged sword. In Dred Scott v. Sandford, Chief Justice Roger B. Taney held that "the right of property in a slave is distinctly and expressly affirmed in the Constitution".[https://supreme.justia.com/cases/federal/us/60/393/#tab-opinion-1964281 Dred Scott v. Sandford, 60 U.S. 393, 451 (1857)].
Oakes continues: "Throughout the decades-long debate over slavery and the Constitution some of the most contentious issues arose over constitutional principles that cannot be found in the actual wording of the Constitution. Nowhere does the Constitution state that Congress cannot 'interfere' with slavery or abolition in a state, yet it was widely agreed that it could not. Nor does the Constitution expressly recognize a right of 'property in man'.... Given that the Constitution was the handiwork of men who disagreed about slavery, it is hardly surprising that it could be—and was—read as both proslavery and antislavery."The Crooked Path to Abolition, p. xxiii. Oakes' view is that, "depending on which clauses you cite and how you spin them, the Constitution can be read as either proslavery or antislavery".The Crooked Path to Abolition, p. xxiii.
The issue of slavery may have played a role in the omission of a bill of rights in the original version of the U.S. Constitution that came out of the 1787 Constitutional Convention. Richard Primus explains the Framers’ dilemma: “Drafting a bill of rights for the entire Union would have required choosing between those rival formulations, and any choice would have risked pointed conflict—conflict that might have prevented the Convention from reaching agreement on the Constitution.”{{Cite journal |last=Primus |first=Richard |date=2024 |title=Sins and Omissions: Slavery and the Bill of Rights |url=https://repository.law.wisc.edu/s/uwlaw/ark:/86871/w1174056k |journal=Journal of American Constitutional History |doi=10.59015/jach.ZOPS1116}} He highlights the stark contrasts between northern and southern states regarding their bills of rights. Northern states, such as Massachusetts, used universalistic language affirming freedom and equality for all men, while southern states, like Virginia, employed restrictive language that limited rights to “freemen,” thereby accommodating slavery.
The framers’ conflicted stance toward slavery led them to deliberately avoid using direct language about the institution in the Constitution. While many personally opposed slavery on moral grounds, they prioritized political unity over abolition, resulting in key compromises like the Three-Fifths Clause and the Fugitive Slave Clause that protected slaveholding interests. The framers’ use of euphemisms like “persons held to service or labor” rather than explicit references to slavery reflected their attempt to sidestep moral confrontation while preserving the institution.
The economic and political realities of slavery also made substantive action impossible during the Constitutional Convention. According to historian Paul Finkelman, the South’s complete economic dependence on slavery meant that “the southern economy’s reliance on slavery made it politically impossible for the Framers to abolish the institution.”{{Cite journal |last=Finkelman |first=Paul |date=2013-05-08 |title=The Founders and Slavery: Little Ventured, Little Gained |url=https://openyls.law.yale.edu/handle/20.500.13051/7314 |journal=Yale Journal of Law & the Humanities |language=en}} These constitutional compromises not only entrenched slavery but also created, as Finkelman highlights, “a moral and legal crisis that would fester for decades,” ultimately contributing to the Civil War.
Beyond these provisions, the Constitution also implicitly protected slavery by prohibiting federal interference with the international slave trade for at least twenty years (Article I, Section 9) and requiring states to return fugitive slaves (Article IV, Section 2). These measures ensured that slavery remained a national issue rather than a purely state-level concern, embedding it deeper into the fabric of American governance.
Frederick Douglass
In his 1860 speech "The Constitution of the United States: is it pro-slavery or anti-slavery?", Frederick Douglass cites the Notes of Debates in the Federal Convention of 1787 left behind by James Madison in order to describe four provisions of the Constitution that are said to be pro-slavery. In examining the history of how the clauses were debated and structured, he argues either that they are not pro-slavery or that they do not concern slavery.
He argues that the Three-Fifths Clause (Article I, section 2) "deprives [slave] States of two-fifths of their natural basis of representation"; that the Migration or Importation Clause (Article I, section 9) allowed Congress to end the importation of slaves from Africa in 1808; that the Fugitive Slave Clause (Article IV, section 2) does not apply to slaves but rather to "Person[s] held to Service or Labour", which do not include slaves, because a slave "is a simple article of property. He does not owe and cannot owe service. He cannot even make a contract"; and that the clause giving Congress the power to "suppress Insurrections" (Article I, section 8) gives Congress the power to end slavery "[i]f it should turn out that slavery is a source of insurrection, [and] that there is no security from insurrection while slavery lasts...."
See also
- Three-fifths Compromise
- Act Prohibiting Importation of Slaves
- Fugitive Slave Act of 1793
- Fugitive Slave Act of 1850
- Dred Scott v. Sandford
- Thirteenth Amendment to the United States Constitution
- Abolitionism in the United States
- The Constitution of the United States: is it pro-slavery or anti-slavery?, by Frederick Douglass
- Slavery in the United States
References
Further reading
- Balkin, Jack M. and Levinson, Sanford (2023). [https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4413720 "Frederick Douglass as Constitutionalist"]. Maryland Law Review, forthcoming.
- Belz, Herman (1998). Abraham Lincoln, Constitutionalism, and Equal Rights in the Civil War Era. New York: Fordham University Press.
- Callahan, James (2024). [https://bclawreview.bc.edu/articles/3111 "Antebellum Enigma: Justice Woodbury Davis, the Maine Supreme Judicial Court, and the Antislavery Constitution"], Boston College Law Review, vol. 65, issue 1, pp. 161-203.
- Cover, Robert M. (1975). Justice Accused: Antislavery and the Judicial Process. New Haven and London: Yale University Press. [https://go.gale.com/ps/retrieve.do?tabID=Newspapers&resultListType=RESULT_LIST&searchResultsType=SingleTab&retrievalId=ed383775-efa7-45d7-88ee-b9324a124062&hitCount=1&searchType=BasicSearchForm¤tPosition=1&docId=GALE%7CEX1200410228&docType=Review&sort=Pub+Date+Forward+Chron&contentSegment=ZTLS-MOD1&prodId=TLSH&pageNum=1&contentSet=GALE%7CEX1200410228&searchId=R1&userGroupName=tlsacc&inPS=true Review] by Ronald Dworkin (only for subscribers to TLS)
- Douglass, Frederick. [https://www.blackpast.org/global-african-history/1860-frederick-douglass-constitution-united-states-it-pro-slavery-or-anti-slavery/ (1860) FREDERICK DOUGLASS, “THE CONSTITUTION OF THE UNITED STATES: IS IT PRO-SLAVERY OR ANTI-SLAVERY?”], full text. [https://cptl.asu.edu/sites/default/files/2021-06/Q75%20Douglass%2C%20Is%20the%20Constitution%20Proslavery%20or%20Antislavery%2C%201860_CPTL.pdf Abridged]
- Farber, Daniel (2003). Lincoln's Constitution. Chicago and London: The University of Chicago Press.
- Finkelman, Paul (2008). [https://www.jstor.org/stable/10.1086/655125 "Lincoln, Emancipation, and the Limits of Constitutional Change"], The Supreme Court Review, vol. 2008, no. 1, pp. 349-387.
- Finkelman, Paul (2015). [https://commons.stmarytx.edu/thestmaryslawjournal/vol47/iss1/3/ "Lincoln v. the Proslavery Constitution: How a Railroad Lawyer's Constitutional Theory Made Him the Great Emancipator"]. St. Mary's University School of Law, vol. 47, no. 1, pp. 63-134.
- Finkelman, Paul (2016). [https://scholarship.law.missouri.edu/mlr/vol81/iss1/17/ "Frederick Douglass's Constitution: From Garrisonian Abolitionist to Lincoln Republican"]. Missouri Law Review, vol. 81, no. 1, pp. 1-73.
- Finkelman, Paul (2018). Supreme Injustice: Slavery in the Nation’s Highest Court. Cambridge, Massachusetts and London, England: Harvard University Press. [https://www.fedbar.org/wp-content/uploads/2018/06/Book-Review-pdf-1.pdf Review]
- LaCroix, Alison L. (2024). The Interbellum Constitution: Union, Commerce, and Slavery in the Age of Federalisms. New Haven, Connecticut: Yale University Press.
- Maltz, Earl M. (2009). Slavery and the Supreme Court, 1825-1861. Lawrence, Kansas: University Press of Kansas.
- McGinty, Brian (2008). Lincoln and the Court. Cambridge, Massachusetts and London, England: Harvard University Press. [https://www.jstor.org/stable/41345495 Review, JSTOR]
- Moreno, Paul D.; O'Neill, Johnathan, eds. (2013). Constitutionalism in the Approach and Aftermath of the Civil War. New York: Fordham University Press.
- Neely, Jr., Mark E. (2011). Lincoln and the Triumph of the Nation: Constitutional Conflict in the American Civil War. Chapel Hill, NC: University of North Carolina Press.
- Radan, Peter (2023). Creating a More Perfect Slaveholders' Union: Slavery, the Constitution, and Secession in Antebellum America. Lawrence Kansas: University Press of Kansas.
- Rebeiro, Bradley (2023). [https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4052783 "Frederick Douglass and the Original Originalists". Brigham Young University Law Review, vol. 48]
- {{Cite book |last=Root |first=Damon. |title=A Glorious Liberty: Frederick Douglass and the Fight for an Antislavery Constitution |publisher=Potomac Books Inc |year=2020 |isbn=978-1-64012-235-2}}
- Schwartz, David S. (2024). [https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4769560 "Is the Constitution of 1787 a White Supremacist Document? Against Essentialism in Constitutional Interpretation". William & Mary Bill of Rights Journal, vol. 33]
- Waldstreicher, David (2009). Slavery's Constitution: From Revolution to Ratification. New York: Hill & Wang. [https://www.fedbar.org/wp-content/uploads/2010/03/bookreviews-MA2010-pdf-1.pdf Review]
- Wiecek, William W. (1977). The Sources of Antislavery Constitutionalism in America. Ithaca and London: Cornell University Press.
- Wood, Gordon S. (Jan. 12, 2021). [https://www.nytimes.com/2021/01/12/books/review/james-oakes-the-crooked-path-to-abolition.html "Was the Constitution a Pro-Slavery Document?"], The New York Times (review of James Oakes, The Crooked Path to Abolition)
=Symposium=
- The subject of the annual Thomas M. Jorde Symposium that was held on November 15, 2022 was "Frederick Douglass and the Two Constitutions, Proslavery and Antislavery". The speakers were David W. Blight, Annette Gordon-Reed, Christopher Tomlins, Martha S. Jones, and James Oakes. [https://legalhistoryblog.blogspot.com/2024/05/frederick-douglass-and-two-constitutions.html Links to their papers are here] and [https://www.californialawreview.org/2022-jorde-symposium a recording of the symposium is available here].