threshold displacement energy
{{short description|Energy needed to dislocate an atom within a solid lattice}}
In materials science, the threshold displacement energy ({{mvar|T{{sub|d}}}}) is the minimum kinetic energy that an atom in a solid needs to be permanently displaced from its site in the lattice to a defect position. It is also known as "displacement threshold energy" or just "displacement energy". In a crystal, a separate threshold displacement energy exists for each crystallographic direction. Then one should distinguish between the minimum ({{math|T{{sub|d,min}}}}) and average ({{math|T{{sub|d,ave}}}}) over all lattice directions' threshold displacement energies. In amorphous solids, it may be possible to define an effective displacement energy to describe some other average quantity of interest. Threshold displacement energies in typical solids are of the order of 10-50 eV.
P. Lucasson, The production of Frenkel defects in metals,
in Fundamental Aspects of Radiation Damage in Metals, edited by
M. T. Robinson and F. N. Young Jr., pages 42--65, Springfield, 1975, ORNL
R. S. Averback and T. Diaz de la Rubia, Displacement damage in irradiated metals and semiconductors, in Solid State Physics, edited by H. Ehrenfest and F. Spaepen, volume 51, pages 281--402, Academic Press, New York, 1998.R. Smith (ed.), Atomic & ion collisions in solids and at surfaces: theory, simulation and applications, Cambridge University Press, Cambridge, UK, 1997
Theory and simulation
The threshold displacement energy is a materials property relevant during high-energy particle radiation of materials.
The maximum energy that an irradiating particle can transfer in a
to an atom in a material is given by (including relativistic effects)
T_{max} = {2 M E (E+2 m c^2) \over (m+M)^2 c^2+2 M E}
where E is the kinetic energy and m the mass of the incoming irradiating particle and M the mass of the material atom. c is the velocity of light.
If the kinetic energy E is much smaller than the mass of the irradiating particle, the equation reduces to
T_{max} = E {4 M m \over (m+M)^2 }
In order for a permanent defect to be produced from initially perfect crystal lattice, the kinetic energy that it receives must be larger than the formation energy of a Frenkel pair.
However, while the Frenkel pair formation energies in crystals are typically around 5–10 eV, the average threshold displacement energies are much higher, 20–50 eV. The reason for this apparent discrepancy is that the defect formation is a complex multi-body collision process (a small collision cascade) where the atom that receives a recoil energy can also bounce back, or kick another atom back to its lattice site. Hence, even the minimum threshold displacement energy is usually clearly higher than the Frenkel pair formation energy.
Each crystal direction has in principle its own threshold displacement energy, so for a full description one should know the full threshold displacement surface
T_d(\theta,\phi) = T_d([hkl])
for all non-equivalent crystallographic directions [hkl]. Then
T_{d,min} = \min(T_d(\theta,\phi))
and
T_{d,ave} = {\rm ave}(T_d(\theta,\phi))
where the minimum and average is with respect to all angles in three dimensions.
An additional complication is that the threshold displacement energy for a given direction is not necessarily a step function, but there can be an intermediate
energy region where a defect may or may not be formed depending on the random atom displacements.
The one can define a lower threshold where a defect may be formed ,
and an upper one where it is certainly formed
The difference between these two may be surprisingly large, and whether or not this effect is taken into account may have a large effect on the average threshold displacement energy.
It is not possible to write down a single analytical equation that would relate e.g. elastic material properties or defect formation energies to the threshold displacement energy. Hence theoretical study of the threshold displacement energy is conventionally carried out using either classical
{{cite journal | last1=Erginsoy | first1=C. | last2=Vineyard | first2=G. H. | last3=Englert | first3=A. | title=Dynamics of Radiation Damage in a Body-Centered Cubic Lattice | journal=Physical Review | publisher=American Physical Society (APS) | volume=133 | issue=2A | date=20 January 1964 | issn=0031-899X | doi=10.1103/physrev.133.a595 | pages=A595–A606| bibcode=1964PhRv..133..595E | osti=4127582 | url=https://www.osti.gov/biblio/4127582 }}{{cite journal | last1=Caturla | first1=M.-J. | last2=De La Rubia | first2=T. Diaz | last3=Gilmer | first3=G.H. | title=Point defect Production, Geometry and Stability in Silicon: a Molecular Dynamics Simulation Study | journal=MRS Proceedings | publisher=Cambridge University Press (CUP) | volume=316 | year=1993 | issn=1946-4274 | doi=10.1557/proc-316-141 | page=141| url=https://digital.library.unt.edu/ark:/67531/metadc621227/ }}
or quantum mechanical
molecular dynamics computer simulations. Although an analytical description of the
displacement is not possible, the "sudden approximation" gives fairly good approximations
of the threshold displacement energies at least in covalent materials and low-index crystal
An example molecular dynamics simulation of a threshold displacement event is available in [https://www.youtube.com/watch?v=ZWu5Qf8y6iQ 100_20eV.avi]. The animation shows how a defect (Frenkel pair, i.e. an interstitial and vacancy) is formed in silicon when a lattice atom is given a recoil energy of 20 eV in the 100 direction. The data for the animation was obtained from density functional theory molecular dynamics computer simulations.
Such simulations have given significant qualitative insights into the threshold displacement energy, but the quantitative results should be viewed with caution.
The classical interatomic potentials are usually fit only to equilibrium properties, and hence their predictive capability may be limited. Even in the most studied materials such as Si and Fe, there are variations of more than a factor of two in the predicted threshold displacement energies. The quantum mechanical simulations based on density functional theory (DFT) are likely to be much more accurate, but very few comparative studies of different DFT methods on this issue have yet been carried out to assess their quantitative reliability.
Experimental studies
The threshold displacement energies have been studied
extensively with electron irradiation
experiments. Electrons with kinetic energies of the order of hundreds of keVs or a few MeVs can to a very good approximation be considered to collide with a single lattice atom at a time.
Since the initial energy for electrons coming from a particle accelerator is accurately known, one can thus
at least in principle determine the lower minimum threshold displacement
energy by irradiating a crystal with electrons of increasing energy until defect formation is observed. Using the equations given above one can then translate the electron energy E into the threshold energy T. If the irradiation is carried out on a single crystal in a known crystallographic directions one can determine also direction-specific thresholds
.{{cite journal | last1=Loferski | first1=J. J. | last2=Rappaport | first2=P. | title=Radiation Damage in Ge and Si Detected by Carrier Lifetime Changes: Damage Thresholds | journal=Physical Review | publisher=American Physical Society (APS) | volume=111 | issue=2 | date=15 July 1958 | issn=0031-899X | doi=10.1103/physrev.111.432 | pages=432–439| bibcode=1958PhRv..111..432L }}{{cite journal | last=Banhart | first=Florian | title=Irradiation effects in carbon nanostructures | journal=Reports on Progress in Physics | publisher=IOP Publishing | volume=62 | issue=8 | date=30 July 1999 | issn=0034-4885 | doi=10.1088/0034-4885/62/8/201 | pages=1181–1221| bibcode=1999RPPh...62.1181B | s2cid=250834423 }}
There are several complications in interpreting the experimental results, however. To name a few, in thick samples the electron beam will spread, and hence the measurement on single crystals
does not probe only a single well-defined crystal direction. Impurities may cause the threshold
to appear lower than they would be in pure materials.
Temperature dependence
Particular care has to be taken when interpreting threshold displacement energies
at temperatures where defects are mobile and can recombine. At such temperatures,
one should consider
two distinct processes: the creation of the defect by the high-energy
ion (stage A), and subsequent thermal recombination effects (stage B).
The initial stage A. of defect creation, until all excess kinetic
energy has dissipated in the lattice and it is back to its
initial temperature T0, takes < 5 ps. This is the fundamental
("primary damage") threshold displacement energy, and also the one
usually simulated by molecular dynamics computer simulations.
After this
(stage B), however, close Frenkel pairs may be recombined
by thermal processes. Since low-energy recoils just above the
threshold only produce close Frenkel pairs, recombination
is quite likely.
Hence on experimental time scales and temperatures above the first
(stage I) recombination temperature, what one sees is the combined
effect of stage A and B. Hence the net effect often is that the
threshold energy appears to increase with increasing temperature,
since the Frenkel pairs produced by the lowest-energy recoils
above threshold all recombine, and only defects produced by higher-energy
recoils remain. Since thermal recombination is time-dependent,
any stage B kind of recombination also implies that the
results may have a dependence on the ion irradiation flux.
In a wide range of materials, defect recombination occurs already below
room temperature. E.g. in metals the initial ("stage I") close Frenkel
pair recombination and interstitial migration starts to happen already
around 10-20 K.P. Ehrhart,
Properties and interactions of atomic defects in metals and alloys,
volume 25 of Landolt-B"ornstein, New Series III, chapter 2,
page 88, Springer, Berlin, 1991
Similarly, in Si major recombination of damage happens already
around 100 K during ion irradiation and 4 K during electron irradiation
Even the stage A threshold displacement energy can be expected
to have a temperature dependence, due to effects such as thermal
expansion, temperature dependence of the elastic constants and increased
probability of recombination before the lattice has cooled down back to the
ambient temperature T0.
These effects, are, however, likely to be much weaker than the
stage B thermal recombination effects.
Relation to higher-energy damage production
The threshold displacement energy is often used to estimate the total
amount of defects produced by higher energy irradiation using the Kinchin-Pease or NRT
equations{{cite journal | last1=Norgett | first1=M.J. | last2=Robinson | first2=M.T. | last3=Torrens | first3=I.M. | title=A proposed method of calculating displacement dose rates | journal=Nuclear Engineering and Design | publisher=Elsevier BV | volume=33 | issue=1 | year=1975 | issn=0029-5493 | doi=10.1016/0029-5493(75)90035-7 | pages=50–54| bibcode=1975NuEnD..33...50N }}ASTM Standard E693-94,
Standard practice for characterising neutron exposure in iron and low
alloy steels in terms of displacements per atom (dpa), 1994
which says that the number of Frenkel pairs produced
for a nuclear deposited energy of is
N_{FP} = 0.8 {F_{Dn} \over 2 T_{d,ave}}
for any nuclear deposited energy above .
However, this equation should be used with great caution for several
reasons. For instance, it does not account for any thermally activated
recombination of damage, nor the well known fact that in metals
the damage production is for high energies only something like
20% of the Kinchin-Pease prediction.
The threshold displacement energy is also often used in
binary collision approximation
computer codes such as SRIM{{Cite web|url=http://www.srim.org/|title=James Ziegler - SRIM & TRIM|website=www.srim.org}} to estimate
damage. However, the same caveats as for the Kinchin-Pease equation
also apply for these codes (unless they are extended with a damage
recombination model).
Moreover, neither the Kinchin-Pease equation nor SRIM take in any way
account of ion channeling, which may in crystalline or
polycrystalline materials reduce the nuclear deposited
energy and thus the damage production dramatically for some
ion-target combinations. For instance, keV ion implantation
into the Si 110 crystal direction leads to massive channeling
and thus reductions in stopping power.
{{cite journal | last1=Sillanpää | first1=J. | last2=Nordlund | first2=K. | last3=Keinonen | first3=J. | title=Electronic stopping of Si from a three-dimensional charge distribution | journal=Physical Review B | publisher=American Physical Society (APS) | volume=62 | issue=5 | date=1 July 2000 | issn=0163-1829 | doi=10.1103/physrevb.62.3109 | pages=3109–3116| bibcode=2000PhRvB..62.3109S }}
Similarly, light ion like He irradiation of a BCC metal like Fe
leads to massive channeling even in a randomly selected
crystal direction.K. Nordlund, MDRANGE range
calculations of He in Fe (2009), public presentation
at the EFDA MATREMEV meeting, Alicante 19.11.2009